There are options for clients of former Newbridge Financial Services Group, Inc. broker Kenneth Arena (CRD# 6997), who is accused of alternative investment losses. He has been registered with Cetera Wealth Services, LLC in Pompano Beach, Florida, since 2023, and … Continue reading
There are options for clients of United Planners’ Financial Services Of America A Limited Partner broker Donald Vieth (CRD# 5100754). He has been registered with Quincy Wells Capital, LLC in Chicago, Illinois, since 2026. He was registered with Quincy Wells … Continue reading
UBS Financial Services Inc. broker Igor Harlap (CRD# 3125590) is accused of alternative investment losses. He has been registered with UBS Financial Services Inc. in Philadelphia, Pennsylvania, since 1998. Igor Harlap Customer Complaints He has been the subject of two … Continue reading
Erez Law is currently investigating Realta Equities, Inc. broker Carmen Morrone (CRD# 1898874) who is accused of Delaware Statutory Trust (DST) investment losses. She has been registered with Realta Equities, Inc. in Wantagh, New York, since 2022. She was registered … Continue reading
Were you the victim of Realta Equities, Inc. broker Robert Annable (CRD# 4657825)? He has been registered with Realta Equities, Inc. in Scottsdale, Arizona, since 2021, and Transce3nd LLC in Scottsdale, Arizona, since 2023. He was registered with Coastal Investment … Continue reading
Realta Equities, Inc. broker Vincent Annable (CRD# 1033573) faces customer complaints related to alternative investment losses. He has been registered with Realta Equities, Inc. in Scottsdale, Arizona, since 2021, and Transce3nd LLC in Scottsdale, Arizona, since 2023. He was registered … Continue reading
United Planners’ Financial Services of America A Limited Partner broker Aaron Sevigny (CRD# 4314368) faces accusations of alternative investment losses. He has been registered with United Planners’ Financial Services of America A Limited Partner in Bonita Springs, Florida, since 2006. … Continue reading
Realta Equities, Inc. broker Preston Walchli (CRD# 7265249) is accused of alternative investment losses. He has been registered with Realta Equities, Inc. in Scottsdale, Arizona, since 2023. He was registered with Realta Investment Advisors, Inc. in Scottsdale, Arizona, from 2023 … Continue reading
Former GWN Securities Inc. broker Christian Ramsey (CRD# 3038410) is accused of alternative investment losses. He was registered with GWN Securities Inc. in Palm Beach Gardens, Florida, from 2016 to 2023, Foothill Securities, Inc. in Sierra Vista, Arizona, from 2009 … Continue reading
Erez Law is currently investigating Arete Wealth Management, LLC broker Walter Nelson (CRD# 2275929) regarding alternative investment losses. He has been registered with Cabin Securities, Inc. in Overland Park, Kansas, and Cabin Advisors, LLC in Rockwall, Texas, since 2025. He … Continue reading