UBS Financial Services Inc. broker Igor Harlap (CRD# 3125590) is accused of alternative investment losses. He has been registered with UBS Financial Services Inc. in Philadelphia, Pennsylvania, since 1998.
Igor Harlap Customer Complaints
He has been the subject of two customer complaints between 2008 and 2025, according to his CRD report. The most recent complaint was regarding:
December 2025. “Allegations as stated by Claimant (include time frame of the alleged activity): 2025 Time frame: Claimants allege their financial advisor improperly recommended a concentrated position in structured notes and alternative investments.” The case is currently pending. The complaint was regarding structured products and alternative investment losses, and it took place while he was registered with UBS Financial Services Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, UBS Financial Services Inc. may be liable for investment or other losses suffered by Igor Harlap’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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