Realta Equities, Inc. broker Vincent Annable (CRD# 1033573) faces customer complaints related to alternative investment losses.
He has been registered with Realta Equities, Inc. in Scottsdale, Arizona, since 2021, and Transce3nd LLC in Scottsdale, Arizona, since 2023. He was registered with Coastal Equities, Inc. and Coastal Investment Advisors in Scottsdale, Arizona, from 2021 to 2023, and with Wealth Strategies Advisory Group in Scottsdale, Arizona, from 2020 to 2023. Previously, he was registered with Arete Wealth Advisors, LLC from January to July 2021 and with Center Street Advisors, Inc. and Center Street Securities, Inc. in Scottsdale, Arizona, from 2015 to 2020. Before then, he was registered with Newbridge Financial Services Group, Inc. in Scottsdale, Arizona, from 2009 to 2015.
Vincent Annable Customer Complaints
He has been the subject of two customer complaints between 2021 and 2022, according to his CRD report:
December 2025. “The claimants allege they were directly lied to and facts were misrepresented about investments.” The case is currently pending. The complaint was regarding alternative investment losses, and it took place while he was registered with Center Street Securities, Inc. and Newbridge Financial Services Group, Inc.
April 2022. “Claimants allege: negligence, breach of fiduciary duty, breach of contract, negligent supervision, violation of securities laws, and fraud.” The customer sought $600,000 in damages, and the case was settled for $118,500. The complaint was regarding alternative investment losses, and it took place while he was registered with Realta Equities, Inc., Wealth Strategies Advisory Group, LLC, Transce3nd, LLC, and VFO Consulting Group, LLC.
April 2021. “Failure of due diligence, unsuitable and over concentration.” The customer sought $100,000 in damages, and the case was settled for $31,000. The complaint took place while he was registered with Center Street Securities, Inc., and it was regarding alternative investments.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Realta Equities, Inc. may be liable for investment or other losses suffered by Vincent Annable’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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