Realta Equities, Inc. broker Preston Walchli (CRD# 7265249) is accused of alternative investment losses. He has been registered with Realta Equities, Inc. in Scottsdale, Arizona, since 2023. He was registered with Realta Investment Advisors, Inc. in Scottsdale, Arizona, from 2023 to 2025, Wealth Strategies Advisory Group in Scottsdale, Arizona, from March to November 2023, Robinhood Financial, LLC in Tempe, Arizona, from 2021 to 2022, and Morgan Stanley in Gilbert, Arizona, from 2020 to 2021.
Preston Walchli Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
December 2025. “The claimants allege they were directly lied to and facts were misrepresented about investments.” The case is currently pending. The complaint was regarding alternative investment losses. The complaint took place while he was registered with Realta Equities, Inc., Wealth Strategies Advisory Group, LLC, and Transce3nd, LLC, and VFO Consulting Group, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Realta Equities, Inc. may be liable for investment or other losses suffered by Preston Walchli’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields
