Were you the victim of Easterly ROCMuni High Income Fund losses due to recommendations by Stifel, Nicolaus & Company, Incorporated broker Eric Seuss (CRD# 1950146)? He has been registered with Stifel, Nicolaus & Company, Incorporated in Edwardsville, Illinois, since 2014. … Continue reading
Were you the victim of former Edward Jones broker Thaddaeus Allen (CRD# 5644772)? He has been registered with Smith, Moore & Co. in Topeka, Kansas, since 2022. He was registered with Edward Jones in Topeka, Kansas, from 2009 to 2022. … Continue reading
Were you the victim of Lincoln Investment broker Robert Restino (CRD# 2070863)? He has been registered with Lincoln Investment in Wellington, Florida, since 2013. Robert Restino Customer Complaints He has been the subject of one customer complaint, according to his … Continue reading
Were you the victim of mutual fund losses due to recommendations by LPL Financial LLC broker Michael Kelley (CRD# 1021878)? He has been registered with LPL Financial LLC in Indianapolis, Indiana, and Winter Park, Florida, since 2009, and Charter Advisory … Continue reading
Can you recover losses due to recommendations by PFS Investments Inc. broker Brian Keith Nelson (CRD# 5779195)? He has been registered with PFS Investments Inc. in Grand Prairie, Texas, since 2012. Brian Keith Nelson Customer Complaints He has been the … Continue reading
MML Investors Services, LLC broker Ashish Chowdhry (CRD# 3249567) faces a million dollar customer complaint for investment losses. He has been registered with MML Investors Services, LLC in New York, New York, since 1999. Ashish Chowdhry Customer Complaints He has … Continue reading
Avantax Investment Services, Inc. broker Robert Stahler Jr. (CRD# 2820704) is accused of mutual fund losses. He has been registered with Avantax Investment Services, Inc. in Cockeysville, Maryland, since 1997. Robert Stahler Jr. Customer Complaints He has been the subject … Continue reading
There are options for clients of J.K. Financial Services, Inc. broker Joe Zheng (CRD# 2318835) who suffered investment losses. He has been registered with J.K. Financial Services, Inc. in Norco, California, since 2000. Joe Zheng Customer Complaints He has been … Continue reading
Erez Law is currently investigating former Edward Jones broker Wendell Trapp III (CRD# 6177720) regarding mutual fund losses. He was registered with San Blas Securities LLC in Chicago, Illinois, in 2024, and Edward Jones in Belden, Mississippi, from 2017 to … Continue reading
There are options for clients of Raymond James & Associates, Inc. broker Andrew Kubicsko Jr. (CRD# 861670) who suffered investment losses. He has been registered with Raymond James & Associates, Inc. in Chicago, Illinois, since 2011. He was registered with … Continue reading