Category: Mutual Funds Articles
![LPL Financial LLC](https://www.erezlaw.com/wp-content/uploads/2021/12/LPL-Financial.png)
Were you the victim of LPL Financial LLC broker Richard Donatelli (CRD# 1652397)? He has been registered with LPL Financial LLC in Columbiana, Ohio, since 2017. Previously, he was registered with National Planning Corporation in Columbiana, Ohio, from 2012 to … Continue reading
![American Portfolios Financial Services](https://www.erezlaw.com/wp-content/uploads/2022/04/Unknown.jpeg)
Were you the victim of investment losses with American Portfolios Financial Services, Inc. broker Bernard Bostwick (CRD# 4327954)? He has been registered with American Portfolios Financial Services, Inc. in Lancaster, Pennsylvania, since 2011 and with Ambassador Advisors, LLC in Lancaster, … Continue reading
![Morgan Stanley](https://www.erezlaw.com/wp-content/uploads/2022/02/Untitled-design-3-e1684339108945.png)
There are options for customers of Morgan Stanley broker Jeffrey Peyser (CRD# 4535614) who suffered mutual fund investment losses. He has been registered with Morgan Stanley in Short Hills, New Jersey, since 2009. Jeffrey Peyser Customer Complaints He has been … Continue reading
![Concourse Financial Group Securities](https://www.erezlaw.com/wp-content/uploads/2023/03/Screenshot-2023-03-06-at-4.25.35-PM.png)
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Concourse Financial Group Securities, Inc. broker Thomas Lopshire (CRD# 2532500). He has been registered with Concourse Financial Group Securities, Inc. in San Mateo, … Continue reading
![Merrill Lynch](https://www.erezlaw.com/wp-content/uploads/2022/03/Unknown.jpeg)
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Bradley Kitchener (CRD# 4332465) regarding mutual fund investment losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Oak Brook, Illinois, since 2001. … Continue reading
![Edward Jones](https://www.erezlaw.com/wp-content/uploads/2022/01/Edward-Jones.jpg)
There are options for clients of Edward Jones broker Ryan Montgomery (CRD# 7158569) who lost money due to investments in mutual funds. He has been registered with Edward Jones in Cheyenne, Wyoming since 2019. Ryan Montgomery Customer Complaints He has … Continue reading
![Wells Fargo logo](https://www.erezlaw.com/wp-content/uploads/2017/10/Wells-Fargo-logo.png)
Erez Law is currently investigating former Wells Fargo Advisors Financial Network, LLC broker Adam Marquardt (CRD# 5307192) who was recently barred by FINRA related to investment losses. He has been registered with Cetera Advisors LLC in Rochester, Minnesota from 2020 … Continue reading
![Private Advisor Group logo](https://www.erezlaw.com/wp-content/uploads/2022/08/Unknown-1.png)
In July 2022, the Securities and Exchange Commission (SEC) censured and fined Private Advisor Group $5.8 million for allegedly recommending high-fee mutual funds to their clients, without disclosing conflicts of interest. The fine will be distributed to investors. The firm … Continue reading
![Truist Advisory Services, Inc.](https://www.erezlaw.com/wp-content/uploads/2022/07/unnamed-1.jpg)
There are options for clients of former Truist Advisory Services, Inc. broker Shane Wilhelm (CRD# 4803933) who suffered investment losses due to investment fraud. He has been registered with Fortune Financial Services, Inc. in Moneta, Virginia and Mgo One Seven … Continue reading
![MML Investors Services LLC](https://www.erezlaw.com/wp-content/uploads/2022/04/Screen-Shot-2022-04-25-at-4.49.15-PM.png)
Were you the victim of former MML Investors Services, LLC broker Todd Sivak (CRD# 2201246) regarding mutual fund losses? He has been registered with LPL Financial LLC in Oconomowoc, Wisconsin since 2020. Previously, he was registered with MML Investors Services, … Continue reading