Were you the victim of Fidelity Brokerage Services LLC broker Kelly Johnston (CRD# 5001042)? He has been registered with Fidelity Brokerage Services LLC in Covington, Kentucky, since 2008, and Fidelity Personal And Workplace Advisors in Covington, Kentucky, since 2019. Kelly … Continue reading
Erez Law is currently investigating Fidelity Distributors Company LLC broker Kerry Pope (CRD# 3139298) regarding mutual fund losses. He was registered with Fidelity Distributors Company LLC in Merrimack, New Hampshire, from 2016 to 2024, and with Pyramis Distributors Corporation LLC … Continue reading
Truist Investment Services, Inc. broker Luke Alger (CRD# 5387062) is accused of mutual fund losses. He has been registered with Truist Investment Services, Inc. in Brentwood, Tennessee, since 2014, and Truist Advisory Services, Inc. in Brentwood, Tennessee, since 2016. He … Continue reading
There are options for clients of Northwestern Mutual Investment Services, LLC broker Phillip Pickett (CRD# 4739154), who is accused of mutual fund losses. He has been registered with Northwestern Mutual Investment Services, LLC in Birmingham, Alabama, since 2004. Phillip Pickett … Continue reading
Erez Law is currently investigating NYLife Securities LLC broker Michael Nichols (CRD# 4699651) regarding fixed annuity losses. He has been registered with NYLife Securities LLC in Waltham, Massachusetts, since 2015, and with Eagle Strategies LLC in Waltham, Massachusetts, since 2021. … Continue reading
Northwestern Mutual Investment Services, LLC broker Kevin Regan (CRD# 4726798) is accused of mutual fund losses. He has been registered with Northwestern Mutual Investment Services, LLC in Ft Lauderdale, Florida, since 2004. Kevin Regan Customer Complaints He has been the … Continue reading
Former David Lerner Associates, Inc. broker Craig Nomberg (CRD# 4293515) is accused of mutual fund losses. He has been registered with Wells Fargo Clearing Services, LLC in Boca Raton, Florida, since 2019. He was registered with David Lerner Associates, Inc. … Continue reading
Erez Law is investigating former U.S. Bancorp Investments, Inc. broker Tyson Allred (CRD# 3081010) regarding investment losses. He has been registered with LPL Financial LLC in Portland, Oregon, since 2023. He was registered with U.S. Bancorp Investments, Inc. in Portland, … Continue reading
Charles Schwab & Co., Inc. broker Kevin Bailey (CRD# 1490570) faces mutual fund investment losses. He has been registered with Charles Schwab & Co., Inc., since 2014. Previously, he was registered with Schwab Wealth Advisory, Inc. in Phoenix, Arizona, from … Continue reading
Morgan Stanley broker Linda Schnell (CRD# 2622613) is accused of mutual fund losses. She has been registered with Morgan Stanley in Paramus, New Jersey, since 2009. Linda Schnell Customer Complaints She has been the subject of two customer complaints between … Continue reading