Royal Alliance Associates, Inc. broker Jack Yvars (CRD# 6377111) faces a customer complaint related to mutual fund investment losses. He has been registered with Osaic Wealth, Inc. in Concord, New Hampshire, since 2018. He has also been a registered representative … Continue reading
Erez Law is currently investigating PFS Investments Inc. broker Steven Sacoolas (CRD# 2404253) regarding mutual fund losses. He has been registered with PFS Investments Inc. in Tarpon Springs, Florida, since 1994. Steven Sacoolas Customer Complaints He has been the subject … Continue reading
Can I recover losses from investments with former MML Investors Services, LLC broker Kenan Bell (CRD# 5371532) regarding mutual fund losses? He has been registered with MML Investors Services, LLC in Lynchburg, Virginia, from 2019 to 2022, when he was … Continue reading
In February 2020, a former client of RBC Capital Markets won an award in a FINRA arbitration for compensatory damages for $175,000 for investment losses. The investors were clients of broker Brian Wurdemann (CRD# 4206425). The causes of action included … Continue reading
Were you the victim of LPL Financial LLC broker Richard Donatelli (CRD# 1652397)? He has been registered with LPL Financial LLC in Columbiana, Ohio, since 2017. Previously, he was registered with National Planning Corporation in Columbiana, Ohio, from 2012 to … Continue reading
Were you the victim of investment losses with American Portfolios Financial Services, Inc. broker Bernard Bostwick (CRD# 4327954)? He has been registered with American Portfolios Financial Services, Inc. in Lancaster, Pennsylvania, since 2011 and with Ambassador Advisors, LLC in Lancaster, … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Concourse Financial Group Securities, Inc. broker Thomas Lopshire (CRD# 2532500). He has been registered with Concourse Financial Group Securities, Inc. in San Mateo, … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Bradley Kitchener (CRD# 4332465) regarding mutual fund investment losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Oak Brook, Illinois, since 2001. … Continue reading
There are options for clients of Edward Jones broker Ryan Montgomery (CRD# 7158569) who lost money due to investments in mutual funds. He has been registered with Edward Jones in Cheyenne, Wyoming since 2019. Ryan Montgomery Customer Complaints He has … Continue reading
Erez Law is currently investigating former Wells Fargo Advisors Financial Network, LLC broker Adam Marquardt (CRD# 5307192) who was recently barred by FINRA related to investment losses. He has been registered with Cetera Advisors LLC in Rochester, Minnesota from 2020 … Continue reading