Erez Law is currently investigating LPL Financial LLC broker Janet Fieldman (CRD# 6158241), who is accused of mutual fund losses. She has been registered with LPL Financial LLC in Pueblo, Colorado, since 2021. He was registered with Cambridge Investment Research Advisors, Inc. in Pueblo, Colorado, from 2016 to 2021, and Cambridge Investment Research, Inc. in Pueblo, Colorado, from 2016 to 2021.
Janet Fieldman Customer Complaints
She has been the subject of one customer complaint, according to her CRD report:
July 2025. “Customer alleges that her financial advisor gave her improper advice in connection with available options arising from his brokerage account in November of 2021.” The case is currently pending. The complaint was regarding mutual fund losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Janet Fieldman’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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