Can you recover losses due to investments with LPL Financial LLC broker Conrad Cook V (CRD# 2885992)? He has been registered with LPL Financial LLC in Birmingham, Alabama, since 2005.
Conrad Cook V Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
November 2025. “Claimants allege that the investments held in decedent’s retirement account were not immediately liquidated upon her death and that the investments declined in value prior to liquidation, resulting in a lesser payout to the beneficiaries.” The customer is seeking $311,200 in damages.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Conrad Cook V’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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