Did you lose money investing with Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Daniel Whiting (CRD# 5771724)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Wellesley Hills, Massachusetts, since 2018, and as a financial adviser with Bank of America, N.A. in Newton, Massachusetts, since 2018. He was registered with Strategic Advisers, Inc. in Boston, Massachusetts, from 2010 to 2018, and Fidelity Brokerage Services LLC in Boston, Massachusetts, from 2010 to 2018.
Daniel Whiting Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
April 2026. “Client alleges misrepresentation, suitability, and unauthorized trading.” The customer is seeking $250,000 in damages, and the case is currently pending. The complaint took place while he was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Merrill Lynch, Pierce, Fenner & Smith Incorporated may be liable for investment or other losses suffered by Daniel Whiting’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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