Did you lose money investing with Cetera Advisors LLC broker James Witkowski (CRD# 4221931)? He has been registered with Cetera Advisors LLC in Liberty, Missouri, since 2009, and Cetera Investment Advisers LLC in Liberty, Missouri, since 2024. He was registered … Continue reading
Were you the victim of former LPL Financial LLC broker Anthony Dilullo (CRD# 6088412)? He was registered with LPL Financial LLC in Wappingers Falls, New York, from 2013 to 2021. In September 2022, FINRA suspended Anthony Dilullo. In October 2022, … Continue reading
Concorde Investment Services, LLC broker Rikki Foster (CRD# 6075051) is accused of investment losses. He has been registered with Concorde Investment Services, LLC in Roseville, California, since 2019, and Concorde Asset Management, LLC in Roseville, California, since 2023. He was … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Avantax Investment Services, Inc. broker Charles Chan (CRD# 2894827). He has been registered with Cetera Wealth Services, LLC in Lexington, Kentucky, since 2025, … Continue reading
There are options for clients of TD Ameritrade, Inc. broker Robert Trimble (CRD# 5377271), who is accused of unsuitable investment recommendations. He has been registered with Charles Schwab & Co., Inc. in New York City, New York, since 2025. He … Continue reading
Emerson Equity LLC broker Timothy Sherer (CRD# 833618) is accused of unsuitable investment recommendations. He has been registered with Emerson Equity LLC in Los Gatos, California, since 2019. Previously, he was registered with Sandlapper Wealth Management, LLC and Sandlapper Securities, … Continue reading
Can you recover losses due to recommendations by Emerson Equity LLC broker Darrach Bourke (CRD# 5255413)? He has been registered with Emerson Equity LLC in San Rafael, California, since 2017. He was registered with Emerson Equity LLC in Lakspur, California, … Continue reading
There are options for clients of Capitol Securities Management, Inc. broker Kent Engelke (CRD# 1421164) who suffered investment losses. He has been registered with Capitol Securities Management, Inc. in Glen Allen, Virginia, since 2008. Kent Engelke Customer Complaints He has … Continue reading
Stifel, Nicolaus & Company, Incorporated broker Paul Drueke (CRD# 814408) is accused of unsuitable investment recommendations. He has been registered with Stifel, Nicolaus & Company, Incorporated in Grand Rapids, Michigan, since 1989. Paul Drueke Customer Complaints He has been the … Continue reading
Can you recover losses due to recommendations by SEIA LLC broker Kade Orsburn (CRD# 7475893)? He has been registered with Signature Estate Securities, LLC in Los Angeles, California, since 2025, and SEIA LLC in Southlake, Texas, since 2024. He was … Continue reading