Former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Barbara Bart (CRD# 5404157) is accused of unsuitable investment recommendations. She has been listed as a financial advisor with Bank of America in Savannah, Georgia, since 2009, and a financial advisor … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Jonas Everett (CRD# 2396343) regarding real estate security losses. He has been registered with LPL Financial LLC in Cedar Rapids, Iowa, since 2018. He was registered with Cambridge Investment Research Advisors, … Continue reading
There are options for clients of Raymond James & Associates, Inc. broker Barry Sobel (CRD# 2014407) who suffered investment losses due to unsuitable recommendations. He has been registered with Raymond James & Associates, Inc. in Atlanta, Georgia, since 2016. He … Continue reading
There are options for clients of LPL Financial LLC broker Nicholas Photiadis (CRD# 2978120), who is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in Paramus, New Jersey, since 2011. Nicholas Photiadis Customer Complaints He … Continue reading
Were you the victim of Portsmouth Financial Services broker Mark D’Ercole (CRD# 820220)? He has been registered with Portsmouth Financial Services in San Francisco, California, from 2003 to 2022. Mark D’Ercole Customer Complaints He has been the subject of two … Continue reading
Morgan Stanley broker Daniel Becraft (CRD# 2877734) is accused of unsuitable options losses. He has been registered with Morgan Stanley in Seattle, Washington, since 2009. Daniel Becraft Customer Complaints He has been the subject of two customer complaints between 2002 … Continue reading
Former Wells Fargo Clearing Services, LLC broker Boris Niko (CRD# 4603500) is accused of unsuitable investment recommendations. He has been registered with Ameriprise Financial Services, LLC in Wellington, Florida, since 2022. He was registered with Wells Fargo Clearing Services, LLC … Continue reading
Can you recover losses due to recommendations by Independent Financial Group, LLC broker Leticia Hewko (CRD# 6211451)? She has been registered with Independent Financial Group, LLC in Tustin, California, since 2016. Leticia Hewko Customer Complaints She has been the subject … Continue reading
Erez Law is currently investigating Ameriprise Financial Services, LLC broker Todd Chaney (CRD# 4307731) regarding unsuitable investment recommendations. He has been registered with Ameriprise Financial Services, LLC in Omaha, Nebraska, since 2024. He was registered with Advice And Planning Services … Continue reading
There are options for customers of Tobin & Company Securities LLC broker David Gunderson (CRD# 6191146), who suffered investment losses. He has been registered with Tobin & Company Securities LLC in Charlotte, North Carolina, from 2014 to 2019. In November … Continue reading