There are options for clients of Wells Fargo Clearing Services, LLC broker Tabrenia Davidson (CRD# 3048752) who suffered investment losses due to unsuitable investment recommendations. She has been registered with Wells Fargo Clearing Services, LLC in Louisville, Colorado, since 2017. … Continue reading
Did you lose money due to unsuitable investment recommendations by 1031 Securities Inc. broker Lawrence Karp (CRD# 7807108)? He has been registered with 1031 Securities Inc. in Boca Raton, Florida, since 2024. Lawrence Karp Customer Complaints He has been the … Continue reading
Were you the victim of former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Reginald Rasmussen (CRD# 3078635)? He has been registered as an investment adviser representative with International Assets Investment Management in Orlando, Florida, since 2023. He was registered … Continue reading
Erez Law is currently investigating The Strategic Financial Alliance, Inc. broker Jason D’Amelio (CRD# 4495800), who is accused of inappropriate investment recommendations. He has been registered with The Strategic Financial Alliance, Inc. in Rockville Centre, New York, since 2018. He … Continue reading
Erez Law is currently investigating Centaurus Financial, Inc. broker Steven Lundquist (CRD# 1970958) regarding unsuitable investment recommendations. He has been registered with Centaurus Financial, Inc. in Springville, Utah, since 2018. He was registered with Ameriprise Financial Services, Inc. in Orem, … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with J.P. Morgan Securities LLC broker Patrick Gorand (CRD# 5559541). He has been registered with J.P. Morgan Securities LLC in Winnetka, Illinois, since 2014. … Continue reading
Did you lose money investing with Great Point Capital LLC broker Peter Chernin (CRD# 6787497)? He has been registered with Quincy Wells Capital, LLC in Chicago, Illinois, since 2026. He was registered with Great Point Capital LLC in Chicago, Illinois, … Continue reading
Were you the victim of former Rockefeller Financial LLC broker Shay Scruggs (CRD# 4173046)? He was registered with Rockefeller Financial LLC in Dallas, Texas, from 2020 to 2026. Previously, he was registered with UBS Financial Services Inc. in Houston, Texas, … Continue reading
There are options for clients of former AAG Capital, Inc. broker Daniel Goodwin (CRD# 5752768), who is accused of unsuitable investment recommendations. He has been registered with Quincy Wells Capital, LLC in Chicago, Illinois, since 2026, Accurate Wealth Management, LLC … Continue reading
Erez Law is currently investigating former Triad Advisors LLC broker James Walesa (CRD# 1061209), who is accused of recommending unsuitable alternative investments. He was registered with Arkadios Capital in Park Ridge, Illinois, from 2019 to 2021. Previously, he was registered … Continue reading