Did you lose money investing with Great Point Capital LLC broker Peter Chernin (CRD# 6787497)? He has been registered with Quincy Wells Capital, LLC in Chicago, Illinois, since 2026. He was registered with Great Point Capital LLC in Chicago, Illinois, … Continue reading
Were you the victim of former Rockefeller Financial LLC broker Shay Scruggs (CRD# 4173046)? He was registered with Rockefeller Financial LLC in Dallas, Texas, from 2020 to 2026. Previously, he was registered with UBS Financial Services Inc. in Houston, Texas, … Continue reading
There are options for clients of former AAG Capital, Inc. broker Daniel Goodwin (CRD# 5752768), who is accused of unsuitable investment recommendations. He has been registered with Quincy Wells Capital, LLC in Chicago, Illinois, since 2026, Accurate Wealth Management, LLC … Continue reading
Erez Law is currently investigating former Triad Advisors LLC broker James Walesa (CRD# 1061209), who is accused of recommending unsuitable alternative investments. He was registered with Arkadios Capital in Park Ridge, Illinois, from 2019 to 2021. Previously, he was registered … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Kingswood Capital Partners, LLC broker Paul Lee (CRD# 5541067). He has been registered with Kingswood Capital Partners, LLC in Fullerton, California, since 2021, … Continue reading
Did you lose money investing with former J.P. Morgan Securities LLC broker Kenneth Vercellino (CRD# 2583864)? He has been registered with Raymond James & Associates, Inc. in San Francisco, California, since 2022. He was registered with J.P. Morgan Securities LLC … Continue reading
Can I recover options losses from investments with Morgan Stanley broker Lindsay Yencho (CRD# 6571087)? She has been registered with Morgan Stanley in Vero Beach, Florida, since 2016. Lindsay Yencho Customer Complaints She has been the subject of one customer … Continue reading
Did you lose money investing with Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Fabio De Andrade (CRD# 4671838)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Kansas City, Missouri, from 2004 to 2026. Fabio … Continue reading
Erez Law is currently investigating Tobin & Company Securities LLC broker Stanley Bradshaw III (CRD# 6440058) regarding unsuitable investment recommendations. He was registered with Tobin & Company Securities LLC in Charlotte, North Carolina, from 2015 to 2019. Stanley Bradshaw III … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Morgan Stanley broker Ernest Dean Jr. (CRD# 2223858). He has been registered with Morgan Stanley in Sarasota, Florida, since 2011. Ernest Dean Jr. … Continue reading