Erez Law is currently investigating former National Securities Corporation broker Sean Hurley (CRD# 6808402) regarding unsuitable investment recommendations. He has been registered with B. Riley Wealth Management in Chicago, Illinois, since 2022. He was registered with National Securities Corporation in Chicago, Illinois, from 2017 to 2022.
Sean Hurley Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
September 2025. “Client alleges RRs made unsuitable recommendations.” The customer sought $250,000 in damages, and the case was settled for $130,000. The complaint was regarding common and preferred stock losses. The complaint took place while he was registered with National Securities Corporation.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, National Securities Corporation may be liable for investment or other losses suffered by Sean Hurley’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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