Erez Law is currently investigating former Moloney Securities Co., Inc. broker Dorris Jones (CRD# 735200) regarding allegations of customer investment losses. She has been registered with Berthel, Fisher & Company Financial Services, Inc. in Nashville, Tennessee, since 2025, and with BFC Planning, Inc. in Cedar Rapids, Iowa, since 2025. She was registered with Moloney Securities Asset Management LLC in Brentwood, Tennessee, from 2016 to 2025, Moloney Securities Co., Inc. in Brentwood, Tennessee, from 2016 to 2025, and Oneamerica Securities, Inc. in Brentwood, Tennessee, from 2004 to 2016.
Dorris Jones Customer Complaints
She has been the subject of one customer complaint, according to her CRD report:
May 2026. “Suitability. Client alleges they wanted low risk and should not have been invested in these securities. From 2016 to present.” The customer is seeking $280,000 in damages, and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Moloney Securities Co., Inc. may be liable for investment or other losses suffered by Dorris Jones’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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