Former NYlife Securities LLC broker Paula Petersen (CRD# 7078487) is accused of unsuitable investment recommendations. She was registered with Hornor, Townsend & Kent, LLC in Aspen, Colorado, from 2024 to 2026, and NYlife Securities LLC in Aspen, Colorado, from 2019 to 2024.
Paula Petersen Customer Complaints
She has been the subject of one customer complaint, according to her CRD report:
October 2025. “The client alleges that the Variable Universal Life Product he purchased in November 2021 was unsuitable.” The case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, NYlife Securities LLC may be liable for investment or other losses suffered by Paula Petersen’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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