Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Laura Clark (CRD# 2483992) is accused of unsuitable investment recommendations. She has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Mount Pleasant, South Carolina, since 2001.
Laura Clark Customer Complaints
She has been the subject of one customer complaint, according to her CRD report:
August 2026. “The client alleges failure to consider suitability.” The customer is seeking $1,180,000 in damages, and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Merrill Lynch, Pierce, Fenner & Smith Incorporated may be liable for investment or other losses suffered by Laura Clark’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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