Were you the victim of Madison Avenue Securities, LLC broker John Moriarty (CRD# 2720704)? He has been registered with Madison Avenue Securities, LLC in Kirkwood, Missouri, since 2022, and Transce3nd LLC in Kirkwood, Missouri, since 2022. He was registered with AE Wealth Management, LLC in Kirkwood, Missouri, from 2022 to 2023, Kalos Capital, Inc. in Kirkwood, Missouri, from 2017 to 2022, Kalos Management in Sunset Hills, Missouri, from 2017 to 2022, Transce3nd, LLC in Kyle, Texas in 2022, National Planning Corporation in Crystal City, Missouri, from 2007 to 2017, and National Planning Corporation (“NPC Of America” In FL & NY) in Crystal City, Missouri, from 2007 to 2017.
John Moriarty Customer Complaints
He has been the subject of two customer complaints between 2018 and 2026, according to his CRD report. The most recent complaint was regarding:
June 2026. “The complainants, by their counsel, allege misrepresentations regarding a tax shelter investment.” The customer is seeking $700,000 in damages, and the case is currently pending. The complaint was regarding a sovereign tribal tax credits, and it took place while he was registered with Madison Avenue Securities, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Madison Avenue Securities, LLC may be liable for investment or other losses suffered by John Moriarty’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields
