Category: Misrepresentation and Omissions

National Securities Corporation

Erez Law is currently investigating former National Securities Corporation broker Nicholas Kraiko (CRD# 5726415) regarding misrepresentations. He was registered with National Securities Corporation in Chicago, Illinois from 2014 to 2021, when he was terminated because, “Registered Representative failed to cooperate … Continue reading

Merrill Lynch

Erez Law is currently investigating former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Jason Jaynes (CRD# 5555100) regarding unsuitable investment recommendations in commodities. Jaynes has been registered with Wells Fargo Clearing Services, LLC in Plano, Texas since 2019. Previously, … Continue reading