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Were you the victim of UBS Financial Services Inc. broker Jordan Hayes (CRD# 2391254) who is accused of unsuitable investment recommendations? He has been registered with UBS Financial Services Inc. in Los Angeles, California since 2008. Jordan Hayes Customer Complaints … Continue reading
There are options for clients of Centaurus Financial, Inc. broker Carey James (CRD# 1420763) who suffered investment losses. He has been registered with Centaurus Financial, Inc. in Arroyo Grande, California since 2004. Carey James Customer Complaints He has been the … Continue reading
Were you the victim of CGIS Securities LLC broker Benjamin Soruco (CRD# 6463155) who is alleged to make unsuitable investment recommendations? He has been registered with CGIS Securities LLC in Miami, Florida since 2015. Benjamin Soruco Customer Complaints He has … Continue reading
Erez Law is currently investigating former First Allied Securities, Inc. broker David Giegerich (CRD# 2795115) regarding real estate security losses. He was registered with LPL Financial LLC in Bridgewater, New Jersey from 2016 to 2021. Previously, he was registered with … Continue reading
Can I recover losses from investments with Lifemark Securities Corp. broker Patrick Durst (CRD# 6328382) who is accused of unsuitable investment recommendations? He has been registered with Lifemark Securities Corp. in Centennial, Colorado since 2018. Previously, he was registered with … Continue reading
There are options for customers of Crown Capital Securities, L.P. broker Thomas Ren (CRD# 2729198) who suffered losses due to unsuitable investment recommendations. He has been registered with Crown Capital Securities, L.P. in Roaring River, North Carolina since 2016. Thomas … Continue reading
Can I recover losses from investments with Lincoln Financial Advisors broker Airinhos Serradas (CRD# 2189985) who is accused of unsuitable investment recommendations? He has been registered with Lincoln Financial Advisors in Fishkill, New York since 2013. Previously, he was registered … Continue reading
Centaurus Financial, Inc. broker John Starke (CRD# 3154774) faces customer complaints regarding unsuitable investment recommendations and illiquid investments. He has been registered with Centaurus Financial, Inc. in Mechanicsville, Virginia since 2015. John Starke Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating Morgan Stanley broker Todd Nuss (CRD# 5288692) regarding unsuitable investment recommendations related to a pension plan. He has been registered with Morgan Stanley in Beavercreek, Ohio since 2009. Todd Nuss Customer Complaints He has been … Continue reading
Erez Law is currently investigating former PFS Investments broker Raymi Valdes (CRD# 6006427), who was recently barred by FINRA related to merchant cash advances investment losses. According to FINRA, Raymi Valdes entered the securities industry in 2018 as a non-registered … Continue reading