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Morgan Stanley Broker Christopher Butler Investment Loss Options

Posted on Monday, April 5th, 2021 at 7:06 pm    

Were you the victim of Morgan Stanley broker Christopher Butler (CRD# 1894450)? Butler has been registered with Morgan Stanley in Woodland Hills, California since 2010.  Butler has been the subject of nine customer complaints between 2001 and 2020, one of which was denied, according to his CRD report. Recent complaints were regarding:  November 2020. “Client… Read More

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Spartan Capital Securities, LLC Broker John Cullen Investment Loss Options

Posted on Monday, April 5th, 2021 at 7:03 pm    

Were you the victim of Spartan Capital Securities, LLC broker John Cullen (CRD# 5062835)? Cullen has been registered with Spartan Capital Securities, LLC in Garden City, New York since 2013.  Cullen has been the subject of three customer complaints between 2010 and 2020, according to his CRD report. The most recent complaint is regarding:  January… Read More

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Investigation of Former Morgan Stanley Broker Wade Martin

Posted on Monday, April 5th, 2021 at 6:59 pm    

There are options for clients of former Morgan Stanley broker Wade Martin (CRD# 1654126) who suffered investment losses. Martin has been registered with RBC Capital Markets, LLC in Princeton, New Jersey since October 2020. Previously, Martin was registered with Morgan Stanley in Lawrenceville, New Jersey from 2010 to 2020.  In January 2021, Morgan Stanley Wealth… Read More

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Former Centaurus Financial, Inc. Broker Robert Binkele Investment Loss Options

Posted on Monday, April 5th, 2021 at 6:56 pm    

There are options for clients of former Centaurus Financial, Inc. broker Robert Binkele (CRD# 2393598) who suffered investment losses. Binkele was registered with Centaurus Financial, Inc. in Indian Wells, California from 2015 to 2019 and previously with J.P. Turner & Company, L.L.C. in Indian Wells, California from 2007 to 2015. Prior to that Binkele was… Read More

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Options for Clients of Stifel, Nicolaus & Company, Incorporated Broker Michael Fahsholtz

Posted on Monday, April 5th, 2021 at 6:54 pm    

There are options for clients of Stifel, Nicolaus & Company, Incorporated broker Michael Fahsholtz (CRD# 2057306). Fahsholtz has been registered with Stifel, Nicolaus & Company, Incorporated in Wenatchee, Washington from 2011 to 2020. Fahsholtz has been the subject of 10 customer complaints between 1998 and 2020, one of which was denied, according to his CRD… Read More

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Were You the Victim of Former Morgan Stanley Broker Karen McKinley?

Posted on Monday, April 5th, 2021 at 6:50 pm    

Erez Law is currently investigating former Morgan Stanley broker Karen McKinley (CRD# 5608238) for customer investment losses. McKinley has been registered with Morgan Stanley in Manchester, New Hampshire from 2009 to 2016 after he was terminated regarding, “Allegations regarding employee’s compliance with pre-trade client confirmation requirement in connection with certain trades in non-discretionary accounts.” In… Read More

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UBS Financial Services Inc. Broker Richard Whalen Investment Loss Options

Posted on Monday, March 22nd, 2021 at 6:42 pm    

There are options for clients of UBS Financial Services Inc. broker Richard Whalen (CRD# 1097944) who suffered investment losses. Whalen has been registered with UBS Financial Services Inc. in Phoenix, Arizona since 2008.  Whalen has been the subject of one customer complaint in 2021, according to his CRD report: January 2021. “Time Frame: January 2,… Read More

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Triad Advisors LLC Broker Mark Just Investment Loss Options

Posted on Monday, March 22nd, 2021 at 6:37 pm    

There are options for clients of Triad Advisors LLC broker Mark Just (CRD# 1138738) who suffered investment losses. Just has been registered with Triad Advisors LLC in Indianapolis, Indiana since 1991.  Just has been the subject of six customer complaints between 1997 and 2020, three of which were denied, according to his CRD report: August… Read More

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Options for Clients Who Lost Money Investing in Northstar Financial Services Ltd. with Truist Investment Services, Inc.

Posted on Monday, March 22nd, 2021 at 6:34 pm    

Erez Law is currently investigating Truist Investment Services, Inc., the broker-dealer unit of SunTrust Investment Services, Inc., brokers who recommended their clients invest in Northstar Financial Services Ltd. (NorthStar Healthcare REIT), the Bermuda-based annuity and life insurance company that serves the needs of high net worth clients around the globe. According to public records, brokers… Read More

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Can I Recover Losses from Morgan Stanley Broker William May?

Posted on Monday, March 22nd, 2021 at 6:26 pm    

There are options for customers of Morgan Stanley broker William May (CRD# 1254424) who suffered investment losses. May has been registered with Morgan Stanley in Alpharetta, Georgia since 2009.  May has been the subject of one customer complaint, according to his CRD report: December 2020. “Client alleges, inter alia, failure to follow instructions with respect… Read More

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