Posted on Tuesday, October 13th, 2020 at 1:15 am
Did you lose money investing with former Fortune Financial Services, Inc. broker Jonathan Freeze (CRD# 2642023)? Freeze was registered with Fortune Financial Services, Inc. in Canonsburg, Pennsylvania from 2015 to 2017. Previously, Freeze was registered with Summit Brokerage Services, Inc. in Fredericksburg, Virginia from 2013 to 2015 and with LPL Financial LLC in Fredericksburg, Virginia… Read More
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Posted on Tuesday, October 13th, 2020 at 1:12 am
Former Morgan Stanley broker David Turetzky (CRD# 2954337) faces multiple customer complaints regarding customer investment losses. Turetzky has been registered with Ameriprise Financial Services, LLC in Saddle Brook, New Jersey since January 2019. Previously, Turetzky was registered with Liberty Partners Capital Management, LLC in Ramsey, New Jersey from 2018 to 2019. Previously, Turetzsky was registered… Read More
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Posted on Tuesday, October 13th, 2020 at 1:08 am
Were you the victim of Elevated Asset Management LLC advisor Nathan Lundquist (CRD# 2973417)? Lundquist was registered with Voya Financial Advisors, Inc. in Wilson, Wyoming from 2004 to 2017. Lundquist was previously registered as a broker and is currently registered as an investment adviser. Lundquist has been an advisor representative with Present Elevated Asset Management… Read More
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Posted on Tuesday, October 13th, 2020 at 1:03 am
RBC Capital Markets, LLC broker Joseph Chu (CRD# 4546805) faces customer complaints for energy sector losses. Chu has been registered with RBC Capital Markets, LLC in Stamford, Connecticut since 2018. Previously, Chu was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Greenwich, Connecticut from 2002 to 2018. Chu has been the subject of… Read More
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Posted on Monday, October 12th, 2020 at 9:41 pm
Did you lose money investing with NYLIFE Securities LLC broker Rodney Ferguson (CRD# 2482868)? Ferguson has been registered with NYLIFE Securities LLC in Chesterfield, Missouri since 2000. Ferguson has been the subject of six customer complaints between 1997 and 2020, one of which was denied, according to his CRD report. Recent complaints are regarding: June… Read More
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Posted on Monday, October 12th, 2020 at 9:36 pm
Erez Law is currently investigating Ausdal Financial Partners, Inc. broker Donald Kiley (CRD# 2630201) regarding unsuitable investment recommendations. Kiley has been registered with Ausdal Financial Partners, Inc. in De Pere, Wisconsin since 2008. Previously, Kiley was registered with Waterstone Financial Group, Inc. in Green Bay, Wisconsin from 2005 to 2008, when he was terminated regarding,… Read More
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Posted on Monday, October 5th, 2020 at 5:58 pm
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Four Points Capital Partners LLC broker Michael Martino (CRD# 2579146). Martino has been registered with Four Points Capital Partners LLC in New York, New York since 2011. Martino has been the subject of six customer complaints between 1998… Read More
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Posted on Monday, October 5th, 2020 at 5:52 pm
Erez Law is currently investigating Cambridge Investment Research, Inc. broker Phillip Smelser (CRD# 2338831) regarding unsuitable investment recommendations. Smelser has been registered with Cambridge Investment Research, Inc. in Woodfin, North Carolina since 2008. Smelser has been the subject of two customer complaints between 2019 and 2020, according to his CRD report: June 2020. “SOC alleges… Read More
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Posted on Monday, October 5th, 2020 at 5:49 pm
There are options for clients of former Prospera Financial Services, Inc. broker Andrew Pravlik (CRD# 2360456) who suffered investment losses. Pravlik has been registered with Coastal Equities, Inc. in Pittsburgh, Pennsylvania since 2017. Previously, Pravlik was registered with Prospera Financial Services, Inc. in Pittsburgh, Pennsylvania from 2011 to 2017, when he was terminated regarding, “Violation… Read More
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Posted on Monday, October 5th, 2020 at 5:46 pm
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Moloney Securities Co., Inc. broker Edward Balmes (CRD# 2110152). Balmes has been registered with Moloney Securities Co., Inc. in Chesterfield, Missouri since 2008. Balmes has been the subject of two customer complaints between 2019 and 2020, one of… Read More
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