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Erez Law recently filed a FINRA arbitration against Axa Advisors, LLC for losses due to unsuitable investments in Corporate Capital Trust, Inc. and Northstar Real Estate Income Trust II. The customers were clients of Andrew Krakauer (CRD #1613159), who has been a registered representative of Axa Advisors, LLC in Woodbury, New York since 1987. The […]

Laidlaw & Company (Uk) Ltd. broker John Busco (CRD# 825869) is alleged to recommend unsuitable investments and engage in excessive trading. Busco has been registered with Laidlaw & Company (Uk) Ltd. in New York, New York since March 2019. Previously, Busco was registered with Morgan Stanley in Toms River, New Jersey from 2009 to 2019. […]

Were you the victim of Independent Financial Group, LLC broker Shimshon Plotkin (CRD# 2431863)? Plotkin has been registered with Independent Financial Group, LLC in Chevy Chase, Maryland since 2011. Plotkin has been the subject of eight customer complaints between 2001 and 2019, three of which were denied, according to his CRD report. Recent cases are […]

Did you suffer investment losses due to recommendations by former Newbridge Securities Corporation broker Craig Sherrer (CRD# 5972142)? Sherrer has been registered with Janney Montgomery Scott LLC in Garden City, New York since April 2018. Previously, Sherrer was registered with Newbridge Securities Corporation in New York, New York from 2012 to 2018. Sherrer has been […]

Erez Law is currently investigating former Laidlaw & Company (Uk) Ltd. broker Steven Woods (CRD# 5715598) regarding unauthorized and unsuitable trades. Woods has been registered with Worden Capital Management LLC in New York, New York since July 2017. Previously, Woods was registered with Laidlaw & Company (Uk) Ltd. in New York New York from 2013 […]

Were you the victim of Independent Financial Group, LLC broker Lyle Boudreaux (CRD# 4303420)? Boudreaux has been registered with Independent Financial Group, LLC in Houston, Texas since 2012. Boudreaux was previously employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated in Houston, Texas from 2007 to 2012, when he was terminated regarding, “Conduct involving failing […]

Did you suffer investment losses due to investment recommendations by former Triad Advisors LLC broker Stephen Decesare (CRD# 2738353)? Decesare was registered with Triad Advisors LLC in Marlton, New Jersey from 2007 to 2019. Decesare has been the subject of two customer complaints between 2012 and 2019, one of which was denied, according to his […]

Erez Law is currently investigating Kalos Capital, Inc. broker Eric Weschke (CRD# 2486324) regarding GPB Capital Holdings losses. Weschke has been registered with Kalos Capital, Inc. in Setauket, New York since 2011. GPB Capital Holdings is a New York-based investment firm that offers exempt, private-placement securities that inherently have a high degree of risk due […]

Erez Law is currently investigating Berthel, Fisher & Company Financial Services, Inc. broker Gordon Roberts Jr. (CRD# 1474475) regarding investment losses. Roberts has been registered with Berthel, Fisher & Company Financial Services, Inc. in Mt. Vernon, Illinois since 2008. Roberts has been the subject of four customer complaints between 2002 and 2019, according to his […]

Did you lose money investing with former Wells Fargo broker Leonard Kinsman (CRD# 2816535)? According to public records, Kinsman faces a FINRA customer complaint seeking $591,916 in compensatory damages and $1,776,000 in punitive damages, plus costs and lawyers’ fees, for a total of $2.37 million, for losses sustained from mishandling a widow’s life insurance payout […]