There are options for customers of former Lion Street Financial, LLC broker Larry Tolbert (CRD# 1054714), who is accused of corporate debt losses. He has been registered with Integrity Alliance, LLC in Memphis, Tennessee, since 2025, and Csenge Advisory Group, … Continue reading
Can you recover losses due to recommendations by MML Investors Services, LLC broker Suldeep Madan (CRD# 6114646)? He has been registered with MML Investors Services, LLC in Long Island City, New York, since 2016. He was registered with NYLife Securities … Continue reading
Erez Law is currently investigating Cambridge Investment Research, Inc. broker Dennis Lerner (CRD# 1007397) regarding energy sector losses. He was registered with Cambridge Investment Research, Inc. in Big Rapids, Michigan, from 2011 to 2021. Dennis Lerner Customer Complaints He has … Continue reading
Did you lose money investing with former Raymond James Financial Services, Inc. broker Meredith Webber (CRD# 2435263)? She was registered with Raymond James Financial Services, Inc. in Cobleskill, New York, from 2022 to 2024, and Ameriprise Financial Services, LLC in … Continue reading
Were you the victim of former Ni Advisors broker Li Kelly (CRD# 6115397)? He was registered with LPL Enterprise, LLC in Brooklyn, New York, from February to November 2025, HSBC Securities (USA) Inc. in Flushing, New York, from 2023 to … Continue reading
Did you lose money investing with Stifel, Nicolaus & Company, Incorporated broker N. Hoover (CRD# 1722534)? He has been registered with Stifel, Nicolaus & Company, Incorporated in San Francisco, California, since 2014. He was registered with Sterne, Agee & Leach, … Continue reading
Laidlaw & Company broker Jason Russo (CRD# 2588652) is accused of unsuitable investment recommendations. He has been registered with Laidlaw & Company in New York, New York, since 2004. In August 2005, the state of Massachusetts sanctioned the broker to … Continue reading
Erez Law is currently investigating Morgan Stanley broker Ralph Jackson III (CRD# 1569213) regarding unsuitable investment recommendations. He was registered with Morgan Stanley and Los Angeles, California, from 2009 to 2025, when he was terminated regarding, “Representative terminated following allegations … Continue reading
Every FINRA arbitration claim filed by an investor tells a story about what went wrong in a brokerage account. But the patterns across FINRA customer arbitrations reveal something broader: the same types of broker misconduct, unsuitable recommendations, misrepresentations, supervisory failures, … Continue reading
MML Investors Services, LLC broker Kevin Paasch (CRD# 2213833) is accused of mutual fund losses. He has been registered with MML Investors Services, LLC in Virginia Beach, Virginia, since 2005. Kevin Paasch Customer Complaints He has been the subject of … Continue reading