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Options for Clients of Wells Fargo Advisors Financial Network, LLC Broker Jeffrey Burton

Posted on Monday, October 5th, 2020 at 5:42 pm    

Were you the victim of Wells Fargo Advisors Financial Network, LLC broker Jeffrey Burton (CRD# 2366552)?. Burton has been registered with Wells Fargo Advisors Financial Network, LLC in Charleston, South Carolina 2016. Burton has been the subject of six customer complaints between 2009 and 2020, according to his CRD report. Recent complaints are regarding:  May… Read More

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Erez Law Investigates Network 1 Financial Securities Inc. Broker Patrick Teutonico

Posted on Monday, October 5th, 2020 at 5:39 pm    

Were you the victim of Network 1 Financial Securities Inc. broker Patrick Teutonico (CRD# 2875434)? Teutonico has been registered with Network 1 Financial Securities Inc. in Seaford, New York since 2012.  In March 2015, FINRA fined Teutonico $5,000 and suspended him for 15 days after he, “consented to the sanctions and to the entry of… Read More

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How to Bring a Claim Against Wedbush Securities Inc. Broker David Hirons

Posted on Monday, October 5th, 2020 at 5:36 pm    

Erez Law is interested in speaking with investors who may have suffered losses due to investments with Wedbush Securities Inc. broker David Hirons (CRD# 2424566). Hirons has been registered with Wedbush Securities Inc. in San Diego, California since 2018. Previously, Hirons was registered with RBC Capital Markets, LLC in La Jolla, California from 2014 to… Read More

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Did You Lose Money with Lek Securities Corporation Broker Jay Weiniger

Posted on Monday, October 5th, 2020 at 5:16 pm    

There are options for customers of Lek Securities Corporation broker Jay Weiniger (CRD# 2368788) who suffered investment losses. Weiniger has been registered with Lek Securities Corporation in New York, New York since 2016.  Weiniger has been the subject of one customer complaint, according to his CRD report: June 2020. “David Weiniger was named as a… Read More

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Franklin Square KKR Capital Corp II Investment Loss Options

Posted on Monday, October 5th, 2020 at 5:10 pm    

Erez Law is currently investigating brokers across the country who recommended their clients invest in Franklin Square (Franklin Square KKR Capital Corp. II). It is alleged that brokers at brokerage firms across the country unsuitably recommended their clients invest in Franklin Square KKR Capital Corp. II without fully disclosing the risks of this business development… Read More

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Did You Suffer Investment Losses Due to Unsuitable Recommendations Made By Money Management Advisory Inc. Broker Jeffrey Dillman?

Posted on Monday, October 5th, 2020 at 5:01 pm    

Money Management Advisory Inc. broker Jeffrey Dillman (CRD# 2515858) is accused of unsuitable investment recommendations. Dillman has been registered with Trustmont Financial Group, Inc. in Feasterville, Pennsylvania since 2018 and with Money Management Advisory Inc. in Feasterville, Pennsylvania since 2009. Dillman has been the subject of one customer complaint, according to his CRD report: June… Read More

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Triad Advisors LLC Broker Lee Duckworth GPB Capital Holdings Investment Loss Options

Posted on Tuesday, September 29th, 2020 at 8:30 pm    

Erez Law is currently investigating Triad Advisors LLC broker Lee Duckworth (CRD# 2097591), who is alleged to recommend unsuitable GPB Capital Holdings investments. Duckworth has been registered with Triad Advisors LLC in West Warwick, Rhode Island since 2012 and with Capital Wealth Management, LLC in West Warwick, Rhode Island since 2011. GPB Capital Holdings is… Read More

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Dawson James Securities, Inc. Broker Rebecca Belicek Recovery Loss Options

Posted on Tuesday, September 29th, 2020 at 8:27 pm    

Did you lose money investing with Dawson James Securities, Inc. broker Rebecca Belicek (CRD# 2106922)? Belicek has been registered with Dawson James Securities, Inc. in New York, New York since 2013.  Belicek has been the subject of one customer complaint, according to her CRD report: February 2020. “Failure to supervise and breach of fiduciary responsibility.”… Read More

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Triad Advisors LLC Broker Peter Alofsin Investment Loss Options

Posted on Tuesday, September 29th, 2020 at 8:25 pm    

Erez Law is currently investigating Triad Advisors LLC broker Peter Alofsin (CRD# 2274434) regarding unsuitable investment recommendations in alternative investments. Alofsin has been registered with Triad Advisors LLC in West Warwick, Rhode Island since 2012.  Alofsin has been the subject of three customer complaints between 2006 and 2020, one of which was closed without action,… Read More

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How to Bring a Claim Against Florida Broker John Orlando

Posted on Tuesday, September 29th, 2020 at 8:23 pm    

There are options for customers of Florida broker John Orlando (CRD# 2002197) who suffered investment losses due to their broker’s recommendations. Orlando has been registered with SW Financial in Lighthouse Point, Florida since 2019. Previously, Orlando was registered with the following firms:  Joseph Gunnar & Co. Llc in New York, New York from September to… Read More

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