Former Charles Schwab & Co., Inc. broker Andrew Ciccone (CRD# 6864958) is accused of options losses. He has been registered with Altruist Financial LLC in Dallas, Texas, since 2026. He was registered with Kestra Investment Services, LLC in Austin, Texas, … Continue reading
Were you the victim of Osaic Wealth, Inc. broker Russell Stout (CRD# 4525503)? He has been registered with Osaic Wealth, Inc. in Syracuse, New York, since 2023. He was registered with Sagepoint Financial, Inc. in Syracuse, New York, from 2020 … Continue reading
Erez Law is currently investigating former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Nicholas Nanas (CRD# 6682005) regarding stock losses. He has been registered with J.P. Morgan Securities LLC in New York, New York, since 2026. He was registered … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Paychex Securities Corporation broker Michael Wind (CRD# 6622139). He has been registered with John Hancock Distributors LLC in Boston, Massachusetts, since 2022. … Continue reading
There are options for customers of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Steven Goethel (CRD# 5861475). He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Jupiter, Florida, since 2010. Steven Goethel Customer Complaints He … Continue reading
Erez Law is currently investigating former Patrick Capital Markets, LLC broker Devlin Dwyer Esq. (CRD# 6634140) regarding real estate security losses. He was registered with Patrick Capital Markets, LLC in Atlanta, Georgia, from 2016 to 2026, and Watchdog Capital, LLC … Continue reading
Did you lose money investing with Morgan Stanley broker Theodore Ice (CRD# 6500419), who is accused of options losses? He has been registered with Morgan Stanley in New York, New York, since 2022. He was registered with Merrill Lynch, Pierce, … Continue reading
There are options for clients of Kingswood Capital Partners, LLC broker John Balmer (CRD# 4569902). He has been registered with Kingswood Capital Partners, LLC in Irvine, California, since 2023, and DST Wealth Management LLC in Irvine, California, since 2019. He … Continue reading
Did you lose money investing with Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Fabio De Andrade (CRD# 4671838)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Kansas City, Missouri, from 2004 to 2026. Fabio … Continue reading
Non-traded REIT fraud happens when a licensed broker recommends a non-traded real estate investment trust without adequately disclosing the investment’s illiquidity, fee structure, or suitability risks. Investors who cannot access their money, received misleading representations about stability or returns, or … Continue reading