There are options for clients of Forge Securities LLC broker Aleksandr Rabinovich (CRD# 7065371). He has been registered with Forge Securities LLC in San Francisco, California, since 2021. He was registered with Forge Markets LLC in San Francisco, California, from … Continue reading
Erez Law is currently investigating Spring Delta Asset Management broker Michael Lackwood (CRD# 4742917) regarding options losses. He has been a managing member and chief compliance officer with Spring Delta Asset Management in New York, New York, since 2020. He … Continue reading
Erez Law is currently investigating former D.H. Hill Securities, LLLP broker Joel Barjenbruch (CRD# 5295640) regarding unsuitable investment recommendations. He has been registered with LPL Enterprise, LLC in St. Louis, Missouri, since 2024. He was registered with Prudential Financial Planning … Continue reading
Did you lose money investing with Wells Fargo Clearing Services, LLC broker Thomas Mayer (CRD# 4793864)? He has been registered with Wells Fargo Clearing Services, LLC, and Wells Fargo Advisors in Lady Lake, Florida, since 2011. Thomas Mayer Customer Complaints … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Rudy Anguiano (CRD# 5188950), who faces customer complaints for investment losses. He was registered with Alexander Capital, L.P. in Red Bank, New Jersey, from January to July 2026, LPL Financial … Continue reading
Can you recover losses due to recommendations by Morgan Stanley broker Michael Regan (CRD# 3079973)? He has been registered with Morgan Stanley in Chicago, Illinois, since 2009. Michael Regan Customer Complaints He has been the subject of one customer complaint, … Continue reading
Did you lose money due to unsuitable investment recommendations by 1031 Securities Inc. broker Lawrence Karp (CRD# 7807108)? He has been registered with 1031 Securities Inc. in Boca Raton, Florida, since 2024. Lawrence Karp Customer Complaints He has been the … Continue reading
Were you the victim of former Osaic Wealth, Inc. broker Scot Regner (CRD# 717065)? He has been registered with Cetera Wealth Services, LLC in Ponte Vedra Beach, Florida, and Blue Horizon Equity, Inc. in Ponte Vedra Beach, Florida, since June … Continue reading
There are options for clients of Stifel, Nicolaus & Company, Incorporated broker Malcolm Bourne III (CRD# 1562435) who suffered losses due to investments in stocks. He has been registered with Stifel, Nicolaus & Company, Incorporated in Vero Beach, Florida, from … Continue reading
Were you the victim of former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Reginald Rasmussen (CRD# 3078635)? He has been registered as an investment adviser representative with International Assets Investment Management in Orlando, Florida, since 2023. He was registered … Continue reading