Were you the victim of former First Standard Financial Company LLC broker John Dalby (CRD# 6108863)? Dalby has been registered with Hennion & Walsh, Inc. in Parsippany, New Jersey since 2017. Previously, Dalby was registered with First Standard Financial Company … Continue reading
Were you the victim of Arkadios Capital broker Stephen Ferencik (CRD# 3126037)? Ferencik has been registered with Arkadios Capital in Atlanta, Georgia since 2017. After that time, Ferencik was registered with Triad Advisors, Inc. in Atlanta, Georgia from 2011 to … Continue reading
Were you the victim of former Presidential Brokerage, Inc. broker Robert Stanlick (CRD# 2411358)? Stanlick has been registered with Geneos Wealth Management, Inc. in Colorado Springs, Colorado since 2017. Previously, Stanlick was registered with Presidential Brokerage, Inc. in Colorado Springs, … Continue reading
There are options for clients of Advisory Group Equity Services Ltd. broker W. Warren Gerety (CRD# 2662678) who suffered investment losses. Gerety has been registered with Advisory Group Equity Services Ltd. in Rye, New Hampshire since 2010. Gerety has been … Continue reading
There are options for customers of Concorde Investment Services, LLC broker Mark Huber (CRD# 5976354) who suffered investment losses. Huber has been registered with Concorde Investment Services, LLC in Racine, Wisconsin since 2012. Huber has been the subject of two … Continue reading
Erez Law is currently investigating Great Point Capital LLC broker Scott Kemps (CRD# 1849069), who is accused of recommending unsuitable GPB Capital Holdings investments. Kemps has been registered with Great Point Capital LLC in Melbourne, Florida since 2014 and withBlueskye … Continue reading
Were you the victim of former Edward Jones broker Anthony Hall (CRD# 5546165)? Hall has been registered with Edward Jones in Dayton, Texas from 2008 to 2019, when he was terminated regarding, “Discharged after concerns that registered representative attempted to … Continue reading
Erez Law is currently investigating former AXA Advisors, LLC broker Jenna Kang (CRD# 6334679) regarding mutual fund losses. Kang was registered with AXA Advisors, LLC in Los Angeles, California from 2016 to 2020, when she was terminated regarding, “During a … Continue reading
Erez Law is currently investigating Morgan Stanley broker William Dumchus (CRD# 1098533) regarding unsuitable investment recommendations. Dumchus has been registered with Morgan Stanley in Short HIlls, New Jersey since 2014. Dumchus has been the subject of two customer complaints in … Continue reading
Former Voya Financial Advisors, Inc. broker Samuel Head (CRD# 2456312) faces customer complaints regarding suitability. Head has been registered with Ameriprise Financial Services, LLC in Seneca, Columbia, and Myrtle Beach, South Carolina since June 2020. Previously, Head was registered with … Continue reading