There are options for clients of Truist Investment Services, Inc. broker Stephen Berrocal (CRD# 3071400) who suffered investment losses due to investments in Northstar GIC. Berrocal has been registered with Truist Investment Services, Inc. in Coral Gables, Florida since 2013. … Continue reading
Did you lose money investing with Huntleigh Securities Corporation broker Scott Wolfrum (CRD# 2187550)? Wolfrum has been registered with Huntleigh Securities Corporation in Indianapolis, Indiana from 2018 to 2019. Previously, Wolfrum was registered with David A. Noyes & Company in … Continue reading
Were you the victim of former Morgan Stanley broker Henry Chang (CRD# 4049732)? Chang was registered with Morgan Stanley in Pasadena, California from 2015 to 2021. Chang has been the subject of four customer complaints between 2008 and 2021, one … Continue reading
There are options for clients of former Summit Brokerage Services, Inc. broker Kirk Knollman (CRD# 2089445) who suffered investment losses. Knollman was registered with Cetera Advisor Networks LLC in Loveland, Ohio from 2019 to 2021, when he was terminated regarding, … Continue reading
Erez Law is currently investigating Hancock Whitney Investment Services broker Robin Platt (CRD# 2584058), who is alleged to recommend Northstar Financial Services (Bermuda) Ltd., a Bermuda-based annuity and life insurance company that serves the needs of high net worth clients … Continue reading
Were you the victim of former McDermott Investment Services, LLC broker Gregory Hill (CRD# 850818)? Hill has been registered with Emerson Equity LLC in San Mateo, California since 2019. Previously, Hill was registered with Colorado Financial Service Corporation in Centennial, … Continue reading
Were you the victim of Benjamin F. Edwards & Company, Inc. broker Samuel Annitto (CRD# 822704)? Annitto has been registered with Benjamin F. Edwards & Company, Inc. in Red Bank, New Jersey since 2014. Annitto has been the subject of … Continue reading
Erez Law is currently investigating former Cetera Advisors LLC broker Mark Barrand (CRD# 4586528) regarding customer investment losses due to unsuitable investment recommendations. He was registered with Ameriprise Financial Services, LLC in Denver, Colorado from 2016 to 2021. Previously, Barrand … Continue reading
Were you the victim of Ameriprise Financial Services, LLC broker Rudy Molnar (CRD# 3211892)? Molnar has been registered with Ameriprise Financial Services, LLC in Treasure Island, Florida since 2009. In the past, Molnar was sanctioned by the Commonwealth of Virginia … Continue reading
Did your broker or investment advisor recommend you invest in a special purpose acquisition company (SPACs)? Erez Law is investigating brokers and investment advisors across the country who recommended their clients invest in SPACs. It is alleged that brokers become … Continue reading