Can I recover losses from investments with FSC Securities Corporation broker Margaret Suite-Arnold (CRD# 1399665)? Suite-Arnold has been registered with FSC Securities Corporation in China Grove, North Carolina since 2009.
Suite-Arnold has been the subject of two customer complaints between 2016 and 2021, one of which was denied, according to her CRD report:
July 2021. “Customer alleges the firm did not conduct adequate due diligence.” The case is currently pending. The complaint was regarding direct investments.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, FSC Securities Corporation may be liable for investment or other losses suffered by Suite-Arnold’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.