Erez Law is currently investigating former Triad Advisors LLC broker Jamie Cooke (CRD# 1969380) regarding real estate securities losses. Cooke has been registered with Voya Financial Advisors, Inc. in Carson City, Nevada from 2018 to 2020. Previously, Cooke was registered with Triad Advisors LLC in Reno, Nevada from 2009 to 2018.
Cooke has been the subject of two customer complaints between 2009 and 2021, one of which was denied, according to his CRD report:
June 2021. “Claimant alleges unsuitability of alternative investments causing financial harm. The allegations include unsuitability, over-concentration, material misrepresentations and omissions, violations of rules and laws, and breach of contract.” The customer is seeking $180,000 in damages and the case is currently pending. The complaint was regarding real estate securities and took place while Cooke was registered with Triad Advisors, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Triad Advisors LLC may be liable for investment or other losses suffered by Cooke’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.