Erez Law is currently investigating former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Nicholas Nanas (CRD# 6682005) regarding stock losses. He has been registered with J.P. Morgan Securities LLC in New York, New York, since 2026. He was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, New York, from 2019 to 2026.
Nicholas Nanas Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
February 2023. “Client alleges misrepresentation and omission of material facts.” The case is currently pending. The complaint was regarding stock losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Merrill Lynch, Pierce, Fenner & Smith Incorporated may be liable for investment or other losses suffered by Nicholas Nanas’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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