LPL Financial LLC broker Roderick Uy (CRD# 4945992) is accused of misrepresentation leading to investment losses. He has been registered with LPL Financial LLC in Torrance, California, since 2011. Roderick Uy Customer Complaints He has been the subject of one … Continue reading
Erez Law is currently investigating Centaurus Financial, Inc. broker Steven Lundquist (CRD# 1970958) regarding unsuitable investment recommendations. He has been registered with Centaurus Financial, Inc. in Springville, Utah, since 2018. He was registered with Ameriprise Financial Services, Inc. in Orem, … Continue reading
Were you the victim of Blue Capital Inc. Partner and CCO Agustin Molina (CRD# 5764714)? He has been partner and CCO of Blue Capital Inc. in Omaha, Nebraska, since 2019. He was registered with Capital Synergy Partners in Omaha, Nebraska, … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with J.P. Morgan Securities LLC broker Patrick Gorand (CRD# 5559541). He has been registered with J.P. Morgan Securities LLC in Winnetka, Illinois, since 2014. … Continue reading
There are options for clients of former Cary Street Partners broker Thomas Underwood III (CRD# 6006367) who suffered investment losses. He was registered with Cary Street Partners in Glen Allen, Virginia, from 2023 to 2024, when he was terminated regarding, … Continue reading
Did you lose money investing with Morgan Stanley broker Sean McKeever (CRD# 2814095)? He has been registered with Morgan Stanley in Philadelphia, Pennsylvania, since 2009. Sean McKeever Customer Complaints He has been the subject of one customer complaint, according to … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Nicholas Olivas (CRD# 6803146) regarding options trading losses. He has been registered with Prospera Financial Services, Inc. in Irvine, California, since 2025. He was registered with LPL Financial LLC in … Continue reading
Can I recover losses from investments with Kingswood Capital Partners, LLC broker Matthew Nadeau (CRD# 4637541) regarding Delaware Statutory Trust (DST) products? He has been registered with Kingswood Capital Partners, LLC in Roseville, California, since 2021, and Kingswood Wealth Advisors, … Continue reading
There are options for clients of Stifel, Nicolaus & Company, Incorporated broker Ryan Masters (CRD# 5743021) who suffered investment losses. He has been registered with Morgan Stanley in Coral Gables, Florida, since 2025. He was registered with Stifel, Nicolaus & … Continue reading
Did you lose money investing with Great Point Capital LLC broker Peter Chernin (CRD# 6787497)? He has been registered with Quincy Wells Capital, LLC in Chicago, Illinois, since 2026. He was registered with Great Point Capital LLC in Chicago, Illinois, … Continue reading