Can you recover losses due to recommendations by Morgan Stanley broker Michael Regan (CRD# 3079973)? He has been registered with Morgan Stanley in Chicago, Illinois, since 2009. Michael Regan Customer Complaints He has been the subject of one customer complaint, … Continue reading
Did you lose money due to unsuitable investment recommendations by 1031 Securities Inc. broker Lawrence Karp (CRD# 7807108)? He has been registered with 1031 Securities Inc. in Boca Raton, Florida, since 2024. Lawrence Karp Customer Complaints He has been the … Continue reading
Were you the victim of former Osaic Wealth, Inc. broker Scot Regner (CRD# 717065)? He has been registered with Cetera Wealth Services, LLC in Ponte Vedra Beach, Florida, and Blue Horizon Equity, Inc. in Ponte Vedra Beach, Florida, since June … Continue reading
There are options for clients of Stifel, Nicolaus & Company, Incorporated broker Malcolm Bourne III (CRD# 1562435) who suffered losses due to investments in stocks. He has been registered with Stifel, Nicolaus & Company, Incorporated in Vero Beach, Florida, from … Continue reading
Were you the victim of former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Reginald Rasmussen (CRD# 3078635)? He has been registered as an investment adviser representative with International Assets Investment Management in Orlando, Florida, since 2023. He was registered … Continue reading
Erez Law is currently investigating former Great Point Capital LLC broker Scott Madura (CRD# 2395213) regarding real estate security losses. He has been registered with Quincy Wells Capital, LLC in Chicago, Illinois, since 2026. He was registered with Great Point … Continue reading
Can you recover losses due to recommendations by former UBS Financial Services Inc. broker Christopher Pesce (CRD# 3274301)? He has been registered with Wells Fargo Advisors Financial Network, LLC in Garden City, New York, since 2025, and Wells Fargo Advisors … Continue reading
Erez Law is currently investigating former Kestra Investment Services, LLC broker Markus Byrd (CRD# 2177376) regarding exchange-traded product losses. He has been listed as owner, chief compliance officer, and an investment adviser representative with Candor Wealth Management, LLC in Dallas, … Continue reading
There are options for customers of LPL Financial LLC broker Richard Tegge Jr. (CRD# 2948506) who suffered investment losses. He has been registered with LPL Financial LLC in Marquette, Michigan, since 2020. He was registered with Commonwealth Financial Network in … Continue reading
There are options for clients of former Avantax Investment Services, Inc. broker Gary Frisch (CRD# 5037164) who suffered investment losses due to unauthorized transactions. He has been registered with Cetera Wealth Services, LLC and Cetera Investment Advisers LLC in Surprise, … Continue reading