Erez Law is currently investigating Columbia Capital Securities, Inc. broker William Pugh (CRD# 4855771), who is accused of selling away. William Pugh was registered with Columbia Capital Securities, Inc. in Los Angeles, California, from 2021 to 2024, when he was … Continue reading
Were you the victim of Wells Fargo Clearing Services, LLC broker Michael Landis (CRD# 6116993)? He has been registered with Wells Fargo Clearing Services, LLC in Northampton, Pennsylvania, since 2012, and with Wells Fargo Advisors in Northampton, Pennsylvania, since 2018. … Continue reading
Erez Law is currently investigating former Great Point Capital LLC broker Karl Suess (CRD# 5255922) regarding Delaware Statutory Trust (DST) losses. He has been registered with Quincy Wells Capital, LLC and Quincy Wells Advisors, LLC in Chicago, Illinois, since 2026. … Continue reading
Can you recover losses due to investments with Ameriprise Financial Services, LLC broker Brian Peers (CRD# 2545530)? He has been registered with Ameriprise Financial Services, LLC in Conshohocken, Pennsylvania, since 1994. Brian Peers Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating McDermott Investment Services, LLC broker Dean McDermott (CRD# 1731834) regarding Delaware Statutory Trust (DST) losses. He has been registered with McDermott Investment Services, LLC in Bethlehem, Pennsylvania, since 2011, and McDermott Investment Advisors, LLC in … Continue reading
Raymond James Financial Services Advisors, Inc. broker Michael Swain (CRD# 1887658) is accused of investment losses. He has been registered with Raymond James Financial Services, Inc. in Memphis, Tennessee, since 2003, and Raymond James Financial Services Advisors, Inc. in Memphis, … Continue reading
Were you the victim of former Centaurus Financial, Inc. broker William Rowett III (CRD# 5118940)? He was registered with Centaurus Financial, Inc. in Derry, New Hampshire, from 2020 to 2026, when he was terminated regarding, “Upon receipt of an arbitration … Continue reading
Erez Law is currently investigating Columbia Capital Securities, Inc. broker Josiah Jennings (CRD# 6031164), who is accused of selling away. Josiah Jennings was registered with Columbia Capital Securities, Inc. in Los Angeles, California, from 2021 to 2024, when he was … Continue reading
Were you the victim of former Avantax Investment Services, Inc. broker Rene Randel (CRD# 4208604)? He has been registered with Cetera Wealth Services, LLC, and Cetera Investment Advisers LLC in Camarillo, California, since 2025. He was registered with Avantax Advisory … Continue reading
Can you recover losses due to investments with investigating former Aurora Securities broker Lori Kamen (CRD# 2805591)? She has been registered with Republic Capital Group in Winter Park, Florida, since 2026. She was registered with Aurora Securities and Secure Asset … Continue reading