Erez Law is currently investigating Chapin, Davis broker Stephanie Elliott (CRD# 2476636) regarding private placement losses. She has been registered with Realized Financial, Inc. in Austin, Texas, since 2022. He was registered with Chapin, Davis in Baltimore, Maryland, from 2011 … Continue reading
Erez Law is currently investigating J.P. Morgan Securities LLC broker Martin Jankowski (CRD# 4427664), who is accused of unsuitable investment recommendations. He has been registered with J.P. Morgan Securities LLC in New York, New York, since 2012. Martin Jankowski Customer … Continue reading
Did you lose money investing with DFPG Investments, LLC broker Anton Nijmeh (CRD# 2314585)? He has been registered with DFPG Investments, LLC in San Jose, California, since 2015, and Diversify Advisory Services, LLC in San Jose, California, since 2023. He … Continue reading
Erez Law is currently investigating Cambridge Investment Research, Inc. broker Michael Krumholz (CRD# 1977128) regarding oil and gas investment losses. He has been registered with Fortune Financial Services, Inc. in Reading, Pennsylvania, since 2019, and Perigon Wealth Management, LLC in … Continue reading
PHX Financial, Inc. broker Nicholas Yiantselis (CRD# 6953295) is accused of stock losses. He has been registered with PHX Financial, Inc. in Red Bank, New Jersey, since 2022. He was registered with National Securities Corporation in New York, New York, … Continue reading
Did you lose money investing with Capitol Securities Management, Inc. broker Louis Pepe (CRD# 2296683)? He has been registered with Capitol Securities Management, Inc. in Melville, New York, since 2012. Louis Pepe Customer Complaints He has been the subject of … Continue reading
Were you the victim of Wells Fargo Clearing Services, LLC broker Scott Lauritzen (CRD# 5264235)? He has been registered with Wells Fargo Clearing Services, LLC in Charlotte, North Carolina, since 2010, and Wells Fargo Advisors in Charlotte, North Carolina, since … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Mario Barone (CRD# 1160694) regarding real estate investment trust (REIT) investment losses. He has been registered with LPL Financial LLC in McKinney, Texas, since 2009. Mario Barone Customer Complaints He has … Continue reading
Revere Securities LLC broker Daniel Reilly (CRD# 4752371) is accused of stock losses. He has been registered with Revere Securities LLC in New York, New York, from 2018 to 2024, and Morgan Stanley in New York, New York, from 2015 … Continue reading
Ausdal Financial Partners, Inc. broker Robert Devita (CRD# 1865964) faces complaints related to unsuitable investment recommendations. He has been registered with Ausdal Financial Partners, Inc. and Ausdal Financial Partners, Inc. in Downers Grove, Illinois, since 2010. Robert Devita Customer Complaints … Continue reading