Erez Law is currently investigating California broker Kurt Jackson (CRD# 2913769) regarding high-risk energy sector losses. He has been registered with Commonwealth Financial Network in Arroyo Grande, California, since 2015. He was registered with NFP Advisor Services, LLC in San … Continue reading
Were you the victim of former Rockefeller Financial LLC broker Shay Scruggs (CRD# 4173046)? He was registered with Rockefeller Financial LLC in Dallas, Texas, from 2020 to 2026. Previously, he was registered with UBS Financial Services Inc. in Houston, Texas, … Continue reading
Did you lose money investing with former First Standard Financial Company LLC broker Philip Noto (CRD# 4837180)? He was registered with First Standard Financial Company LLC in Red Bank, New Jersey, from 2014 to 2018. According to BrokerCheck, he has … Continue reading
Were you the victim of Madison Avenue Securities, LLC broker John Moriarty (CRD# 2720704)? He has been registered with Madison Avenue Securities, LLC in Kirkwood, Missouri, since 2022, and Transce3nd LLC in Kirkwood, Missouri, since 2022. He was registered with … Continue reading
There are options for clients of former AAG Capital, Inc. broker Daniel Goodwin (CRD# 5752768), who is accused of unsuitable investment recommendations. He has been registered with Quincy Wells Capital, LLC in Chicago, Illinois, since 2026, Accurate Wealth Management, LLC … Continue reading
There are options for clients of Morgan Stanley broker Benjamin Sweeney (CRD# 2885369), who is accused of municipal bond investment losses. He has been registered with Morgan Stanley in Dallas, Texas, since 2009. Benjamin Sweeney Customer Complaints He has been … Continue reading
Were you the victim of former Realta Equities, Inc. broker Jacob Harvey (CRD# 6410027)? He has been registered with Crescent Securities Group, Inc. in Plano, Texas, since 2026. He was registered with Realta Equities, Inc. in Wilmington, Delaware, from 2022 … Continue reading
Morgan Stanley broker Youssef Zohny (CRD# 6759406) faces a multi-million dollar customer complaint for stock losses. He has been registered with Morgan Stanley in San Francisco, California, since 2017. Youssef Zohny Customer Complaints He has been the subject of one … Continue reading
There are options for clients of former Wells Fargo Clearing Services, LLC broker Steven Flahive (CRD# 2674387) who suffered investment losses. He was registered with Wells Fargo Clearing Services, LLC in San Francisco, California, from 2016 to 2024, and Credit … Continue reading
Were you the victim of Charles Schwab & Co., Inc. broker Kenneth Boyer (CRD# 6253518)? He has been registered with Charles Schwab & Co., Inc. in Clayton, Missouri, from 2022 to 2026, TD Ameritrade, Inc. in Clayton, Missouri, from 2021 … Continue reading