There are options for clients of former Wealth Enhancement Advisory Services, LLC broker Sarah Guibert (CRD# 5779469), who is accused of options losses. She has been registered with Transamerica Financial Advisors, LLC in Cedar Rapids, Iowa, since 2026, and Transamerica Financial Advisors, LLC in Minneapolis, Minnesota, since 2026. He was registered with Wealth Enhancement Advisory Services, LLC in Minneapolis, Minnesota, from 2020 to 2026, with Wealth Enhancement Brokerage Services, LLC in Plymouth, Minnesota, from 2020 to 2026, with LPL Financial LLC in Plymouth, Minnesota, from 2020 to 2025, with SCF Investment Advisors, Inc. in Fresno, California, from 2018 to 2020, with SCF Securities, Inc. in San Diego, California, from 2018 to 2020, with Kestra Advisory Services, LLC in Austin, Texas, from 2016 to 2018, with Kestra Investment Services, LLC in Austin, Texas, from 2016 to 2018, and Charles Schwab & Co., Inc. in Austin, Texas, from June to October 2016.
Sarah Guibert Customer Complaints
She has been the subject of one customer complaint, according to her CRD report:
June 2026. “Per previous firm, Wealth Enhancement Advisory Services, form U5 filing on 7/02/2026, client claims in excess of $1.4 million.” The customer is seeking $1,400,000 in damages, and the case is currently pending. The complaint was regarding options losses, and it took place while he was registered with Wealth Enhancement Advisory Services, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wealth Enhancement Advisory Services, LLC may be liable for investment or other losses suffered by Sarah Guibert’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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