Merrill Lynch, Pierce, Fenner & Smith Incorporated broker William Grant (CRD# 4219455) is accused of options losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Duluth, Georgia, since 2009.
William Grant Customer Complaints
He has been the subject of three customer complaints between 2009 and 2026, according to his CRD report. The most recent complaint was regarding:
April 2026. “The client alleges that the Financial Advisor failed to act in her best interest and made unsuitable recommendations and misrepresentations related to an options strategy.” The case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Merrill Lynch, Pierce, Fenner & Smith Incorporated may be liable for investment or other losses suffered by William Grant’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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