Did you lose money investing with Wells Fargo Clearing Services, LLC broker David Engel (CRD# 4909432)? He has been registered with Wells Fargo Clearing Services, LLC, and Wells Fargo Advisors in Philadelphia, Pennsylvania, since 2013.
David Engel Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
June 2026. “It is alleged from 2014 to September 2024, unauthorized transfers and misrepresentations were made.” The customer is seeking $1,015,881.12 in damages, and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wells Fargo Clearing Services, LLC may be liable for investment or other losses suffered by David Engel’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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