Erez Law is currently investigating Ameriprise Financial Services, LLC broker Abebi Stafford (CRD# 6550592) regarding unauthorized trades resulting in investment losses. He has been registered with Ameriprise Financial Services, LLC in New Brighton, Minnesota, since 2016.
Abebi Stafford Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
June 2026. “The client alleged that the advisor sold shares of SEZL from his SPS Advantage IRA without authorization in June 2026.” The case was settled for $569,637.62. The complaint was regarding equity OTC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Ameriprise Financial Services, LLC may be liable for investment or other losses suffered by Abebi Stafford’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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