Category: Private placements
Were you the victim of Patrick Capital Markets, LLC broker Sanford Simmons (CRD# 1018907)? He was registered with Saxony Securities, Inc. in Castle Rock, Colorado, from 2023 to 2014, when he was terminated regarding, “Failed to appear for a scheduled … Continue reading
Erez Law is currently investigating Oppenheimer & Co. Inc. broker Bruce Hartzmark (CRD# 1106323) regarding private placement losses. He has been registered with Oppenheimer & Co. Inc. in Beachwood, Ohio, since 1998. He was registered with Fahnestock International Inc. from … Continue reading
Can you recover losses due to recommendations by Bulltick, LLC broker Javier Martin-Riva (CRD# 6706706)? He has been registered with Bulltick, LLC in Miami, Florida, since 2019, and Bulltick Wealth Management, LLC in Miami, Florida, since 2019. He was registered … Continue reading
Can you recover losses due to recommendations by former Independent Financial Group, LLC broker Bobb Meckenstock (CRD# 1152284)? He has been registered with Osaic Wealth, Inc. in Hays, Kansas, since 2023, And The Ameriflex Group in Hays, Kansas, since 2023. … Continue reading
Erez Law is currently investigating former Spartan Capital Securities, LLC broker Ronald Smith (CRD# 6038062) regarding accusations of private placement losses. He has been registered with Sanford C. Bernstein & Co., LLC in Stamford, Connecticut, and Alliancebernstein L.P. in Stamford, … Continue reading
Erez Law is currently investigating Stonecrest Capital Markets, Inc. broker Edward Kasperavich (CRD# 4970038) regarding GWG Holdings Inc. investment losses. He has been registered with Stonecrest Capital Markets, Inc. in Austin, Texas, and Stonecrest Advisors, Inc. in Hillsdale, New Jersey, … Continue reading
Stonecrest Capital Markets, Inc. broker Deborah Stackpole (CRD# 4969850) faces customer complaints regarding GWG Holding Inc. investment losses. She has been registered with Stonecrest Capital Markets, Inc. in Austin, Texas, and Stonecraft Advisors, Inc., in Bayville, New Jersey, since 2016. … Continue reading
Were you the victim of Oppenheimer & Co. Inc. broker Adam Jacobs (CRD# 4990788)? He has been registered with Oppenheimer & Co. Inc. in Beachwood, Ohio, since 2009. Adam Jacobs Customer Complaints He has been the subject of two customer … Continue reading
Erez Law is currently investigating former Kingswood Capital Partners, LLC broker Douglas Nelson (CRD# 4609776) regarding GWG Holdings Inc. investment losses. He has been registered with LPL Financial LLC in Pahrump, Nevada, since 2023. He was registered with M Stevens … Continue reading
Former LPL Financial LLC broker Randy Redd (CRD# 4551799) is accused of real estate investment losses. He was registered with LPL Financial LLC in Chandler, Arizona, from 2004 to 2024, when he was terminated regarding, “Participated In Outside Business Activity … Continue reading