Were you the victim of Herbert J. Sims Capital Management, Inc. broker Jeffrey Mahoney (CRD# 5333809)? He has been registered with Van Clemens & Co. Incorporated in Lakeville, Minnesota, since 2023. He was registered with FBL Marketing Services, LLC in … Continue reading
Erez Law is currently investigating former Skystone Securities, LLC broker Stephen Parks (CRD# 5074732) regarding private placement investment losses. He was registered with Skystone Securities, LLC in Dallas, Texas, from 2020 to 2025, and Commerce Street Capital, LLC in Dallas, … Continue reading
There are options for clients of Boustead Securities, LLC broker Daniel McClory (CRD# 1390780) who lost money due to investments in private placements. He has been registered with Sutter Securities Clearing, LLC in Irvine, California, since 2020, and Sutter Securities … Continue reading
Erez Law is currently investigating former TPEG Securities, LLC broker Michael Bi (CRD# 4639730) regarding investment losses. He has been listed as a partner with BCH Global Capital LLC in Richardson, Texas, since 2013. He was registered with TPEG Securities, … Continue reading
KCD Financial, Inc. broker Brett Frum (CRD# 2175253) is accused of private placement losses. He has been registered with KCD Financial, Inc. in Green Bay, Wisconsin, since 2021. He was registered with AEI Securities, Inc. in St. Paul, Minnesota, in … Continue reading
Can you recover losses due to recommendations by former Emerson Equity LLC and Arkadios Capital broker Ashley Romiti (CRD# 7636987), who is accused of private placement losses? She has been registered with Concorde Investment Services, LLC in Ann Arbor, Michigan, … Continue reading
Were you the victim of private placement losses due to recommendations by Lifemark Securities Corp. broker Michael Minter (CRD# 2989575)? He has been registered with Lifemark Securities Corp. in Tampa, Florida, since 2009. In November 2024, the Florida Office of … Continue reading
Were you the victim of Glendale Securities, Inc. broker Richard Barber (CRD# 1298800)? He has been registered with Techspeed Clearing LLC in Addison, Texas, since 2025, and Glendale Securities, Inc. in Sherman Oaks, California, since 2024. He was registered with … Continue reading
Erez Law is currently investigating Alexander Capital, L.P. broker Joseph Amato (CRD# 2751635) regarding private placement losses. He has been registered with Alexander Capital, L.P. in Red Bank, New Jersey, since 2013, and Alexander Capital Wealth Management LLC in Red … Continue reading
There are options for customers of former Aegis Capital Corp. broker David Reimer (CRD# 2350952) regarding private placement losses. He has been registered with Dominari Securities LLC in New York, New York, since 2024. He was registered with Aegis Capital … Continue reading