Were you the victim of Herbert J. Sims Capital Management, Inc. broker Jeffrey Mahoney (CRD# 5333809)? He has been registered with Van Clemens & Co. Incorporated in Lakeville, Minnesota, since 2023. He was registered with FBL Marketing Services, LLC in Farmington, Minnesota, and West Des Moines, Iowa, from 2019 to 2023, and Herbert J. Sims Capital Management, Inc. in Bloomington, Minnesota, from 2010 to 2019.
Jeffrey Mahoney Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
December 2025. “Clients alleged that private placements/investment purchased between 2013 and 2019 were unsuitable.” The customer is seeking $150,000 in damages, and the case is currently pending. The complaint was regarding private placement losses, and it took place while he was registered with Herbert J. Sims Capital Management, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Herbert J. Sims Capital Management, Inc. may be liable for investment or other losses suffered by Jeffrey Mahoney’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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