Were you the victim of private placement losses due to recommendations by Lifemark Securities Corp. broker Michael Minter (CRD# 2989575)? He has been registered with Lifemark Securities Corp. in Tampa, Florida, since 2009.
In November 2024, the Florida Office of Financial Regulation sanctioned him to pay a $32,000 civil and administrative penalty and fine following allegations that he “Rendered investment advice, from a location within Florida, without being registered by the Office.”
Michael Minter Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
April 2025. “Allegations pertain to investments in alternative products, intended to be a small component of a larger diversified portfolio. Investments were purchased in 05/2020 and 06/2020. Allegations include unsuitable investment, breach of contract, breach of fiduciary duty, negligence, and misrepresentation.” The customer is seeking $300,000 in damages, and the case is currently pending. The complaint was regarding corporate debt and private placement losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Lifemark Securities Corp. may be liable for investment or other losses suffered by Michael Minter’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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