Notice to Oppenheimer & Co. Inc. Broker Alon Rosin Customers

Oppenheimer & Co. Inc.

Did you lose money investing with Oppenheimer & Co. Inc. broker Alon Rosin (CRD# 2758070)? He has been registered with Oppenheimer & Co. Inc. in New York, New York, since 2013.

Alon Rosin Customer Complaints

He has been the subject of one customer complaint, according to his CRD report:

January 2026. “Complainant, an Institutional Investor, alleges misrepresentations in connection with the profit and losses incurred in connection with options trading strategy hedge for Complainant’s equities portfolio. 6/1/2025 to 10/30/2025.” The customer sought $985,000 in damages, and the case was settled for $675,000.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Oppenheimer & Co. Inc. may be liable for investment or other losses suffered by Alon Rosin’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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Author: Jeffrey Erez

The founder of Erez Law, Jeffrey Erez, focuses exclusively on securities arbitration and litigation. Mr. Erez passionately believes in representing aggrieved investors and obtaining justice for his clients through litigation.