SEIA LLC broker Gary Liska (CRD# 2512188) is accused of unsuitable options trading. He has been registered with Signature Estate Securities, LLC in Los Angeles, California, since 2023, and SEIA LLC in Los Angeles, California, since 1997. He was registered with Osaic Wealth, Inc. in Los Angeles, California, from 2018 to 2023, and Signator Investors, Inc. in Los Angeles, California, from 1994 to 2018.
Gary Liska Customer Complaints
He has been the subject of four customer complaints between 2020 and 2026, three of which were denied, according to his CRD report:
March 2026. “Allegations of unsuitability of options trading and failure to supervise.” The customer is seeking $500,000 in damages, and the case is currently pending. The complaint was regarding options losses, and it took place while he was registered with SEIA LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, SEIA LLC may be liable for investment or other losses suffered by Gary Liska’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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