There are options for clients of Capital City Securities, LLC broker Enyinnaya Kanu (CRD# 1863520) related to options losses. He was registered with Capital City Securities, LLC in Cincinnati, Ohio, from 2017 to 2023, and Calton & Associates, Inc. in Cincinnati, Ohio, from 2013 to 2017.
Enyinnaya Kanu Customer Complaints
He has been the subject of five customer complaints between 1998 and 2023, three of which were denied, according to his CRD report. The most recent complaint was regarding:
November 2023. “The four customers of Kanu were [REDACTED]/Rossini Management Group, LTD, [REDACTED], [REDACTED], and [REDACTED] suffered option trading loses in their Kanu Asset Management, LLC (an IA that is unaffiliated to Capital City Securities, LLC) accounts in an option trading strategy that they did not approve.” The complaint was regarding $525,000 in damages, and the case was settled for $375,000. The complaint was regarding options losses, and it took place while he was registered with Capital City Securities, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Capital City Securities, LLC may be liable for investment or other losses suffered by Enyinnaya Kanu’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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