There are options for clients of TPEG Securities, LLC broker Trent Tomlin (CRD# 2630748), who is accused of investment losses. He has been registered as a strategic partner with TPEG Securities, LLC in Southlake, Texas, since 2014, and president of Tomlin Advisory Group LLC in Plano, Texas, since 2011.
Trent Tomlin Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
June 2026. “With respect to private equity multi-family investments made between 2019 and 2022, the Customer alleges that attributes of the investments, including risks and fees, were insufficiently described in connection with the investments and that the firm failed to conduct reasonable due diligence into the subject investments.” The customer is seeking $750,000 in damages, and the case is currently pending. The complaint was regarding direct investment losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, TPEG Securities, LLC may be liable for investment or other losses suffered by Trent Tomlin’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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