Erez Law is currently investigating J. Alden Associates, Inc. broker Stephen Patterson Jr. (CRD# 7206447) regarding direct investment losses. He has been registered with J. Alden Associates, Inc. in Wayne, Pennsylvania, since 2022, and Alden Investment Group in Southlake, Texas, since 2022. He was registered with Ameriprise Financial Services, LLC in Plano, Texas, from 2020 to 2021, and
Stephen Patterson Jr. Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
February 2026. “Plaintiffs invested into two Key City funds (Fund IV & Fund XIII) which ceased distributions and redemptions in accordance with the offering documents and the plaintiff’s are claiming breach of contract.” The customer is seeking $848,504 in damages, and the case is currently pending. The complaint was regarding direct investment losses, and it took place while he was registered with J. Alden Associates, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, J. Alden Associates, Inc. may be liable for investment or other losses suffered by Stephen Patterson Jr.’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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