Can you recover losses due to recommendations by Carleton McKenna Advisors, LLC broker Nora Mahoney (CRD# 6547793)? She has been registered with Carleton McKenna Advisors, LLC in Cleveland, Ohio, since 2016.
Nora Mahoney Customer Complaints
She has been the subject of one customer complaint, according to her CRD report:
June 2025. “Client alleges that the firm failed to conduct reasonable due diligence before recommending a private placement to him. Client claims that he invested in this private placement in September 2023 and in June 2024 and seeks damages of $750,000 and other relief.” The customer sought $750,000 in damages, and the case was settled for $250,000. The complaint was regarding direct investment losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Carleton McKenna Advisors, LLC may be liable for investment or other losses suffered by Nora Mahoney’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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