Were you the victim of LPL Financial LLC broker Buddy Mason (CRD# 1721391)? He was registered with LPL Financial LLC in Lakeland, Florida, from 2019 to 2026, Allen & Company Of Florida, LLC in Lakeland, Florida, from November to December 2019, and Allen & Company Of Florida, LLC in Lakeland, Florida, from 2018 to 2019.
Buddy Mason Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
December 2025. “Advisor presented investment opportunity away from the Firm which resulted in losses.” The customer sought $175,000 in damages, and the case was settled for $129,500. The complaint was regarding direct investment losses, and it took place while he was registered with LPL Financial LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Buddy Mason’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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