Were you the victim of Dempsey Lord Smith, LLC broker John Lord (CRD# 1352023)? He has been registered with Dempsey Lord Smith, LLC in Calhoun, Georgia, since 2007. John Lord Customer Complaints He has been the subject of two customer … Continue reading
Concorde Investment Services, LLC broker Frank Kuiper (CRD# 1774282) is accused of investment losses. He has been registered with Concorde Investment Services, LLC in San Diego, California, since 2018. Previously, he was registered with Independent Financial Group, LLC in San … Continue reading
There are options for clients of Cambridge Investment Research Advisors, Inc. broker Michael Petyak (CRD# 2976602), who suffered investment losses. He has been registered with Calton & Associates, Inc. in Ridgeland, Missouri, since 2017. Previously, he was registered with Cambridge … Continue reading
Were you the victim of former Colorado Financial Service Corporation broker Brian Perkins (CRD# 5630932)? He has been registered with Emerson Equity LLC in Littleton, Colorado, since 2020 and with CDP Financial Group, LLC in Littleton, Colorado, since 2019. Previously, … Continue reading
Erez Law is currently investigating broker Robert Lilien (CRD# 1337819) related to Voyager Digital Holdings, Inc. investment losses. He has been registered with Wisdomtree Securities, Inc. in New York, New York, since 2022. Previously, he was registered with Foreside Fund … Continue reading
Were you the victim of Edward Jones broker Maria Heredia (CRD# 2846556)? She has been registered with Edward Jones in Winter Springs, Florida, since 2005. Maria Heredia Customer Complaints She has been the subject of one customer complaint, according to … Continue reading