There are options for clients of former Wells Fargo Clearing Services, LLC broker Alexander Intriago (CRD# 6333662) who suffered investment losses. He has been registered with Wells Fargo Advisors Financial Network, LLC and Wells Fargo Advisors in Jacksonville, Florida, since … Continue reading
Merit Financial Advisors broker Zachary Green (CRD# 5714566) is accused of options losses. He has been registered with Purshe Kaplan Sterling Investments in Raleigh, North Carolina, and Merit Financial Advisors in Raleigh, North Carolina, since 2025. He was registered with … Continue reading
Erez Law is currently investigating former United Planners’ Financial Services Of America, a Limited Partner broker David Masterman (CRD# 1065586) regarding alternative investment losses. He was registered with United Planners’ Financial Services Of America, a Limited Partner, in Skowhegan, Maine, … Continue reading
UBS Financial Services Inc. broker David Demarest (CRD# 4843128) is accused of options losses. He has been registered with UBS Financial Services Inc. in Lexington, Kentucky, since 2012. David Demarest Customer Complaints He has been the subject of one customer … Continue reading
Did you lose money investing with UBS Financial Services Inc. broker Deborah Key (CRD# 1236421)? She has been registered with Wells Fargo Clearing Services, LLC and Wells Fargo Advisors in Las Vegas, Nevada, since 2018. He was registered with UBS … Continue reading
Did you lose money investing with former NYLife Securities LLC broker Rachel-Marie Graham (CRD# 7508325)? She has been registered with State Farm VP Management Corp. in Bonham, Texas, since 2025, and with State Farm Investment Management Corp. in Bonham, Texas, … Continue reading
There are options for clients of Madison Avenue Securities, LLC broker Wesley Palmer (CRD# 6433982), who suffered losses due to unsuitable investment recommendations. He has been registered with Madison Avenue Securities, LLC Greenville, South Carolina, since 2017. He was registered … Continue reading
Did you lose money investing with Morgan Stanley broker Philip Hoang (CRD# 5134140)? He has been registered with Morgan Stanley in Menlo Park, California, since 2010. Philip Hoang Customer Complaints He has been the subject of one customer complaint, according … Continue reading
Were you the victim of Penbrook Management LLC broker Robert Anderson (CRD# 5516)? He has been registered with Beech Hill Securities, Inc. in New York, New York, since 2013, and Penbrook Management LLC in New York, New York, since 2007. … Continue reading
Merrill Lynch, Pierce, Fenner & Smith Incorporated broker David Russell (CRD# 6074721) is accused of unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Scottsdale, Arizona, since 2023. He was registered with Morgan … Continue reading