Can you recover losses due to investments with former Oppenheimer & Co. Inc. broker John Pescatore (CRD# 2183696)? He has been registered with Ameriprise Financial Services, LLC in Boca Raton, Florida, since 2025. He was registered with Oppenheimer & Co. Inc. in Boca Raton, Florida, from 2006 to 2025.
John Pescatore Customer Complaints
He has been the subject of three customer complaints between 1998 and 2025, one of which was denied and one was closed without action, according to his CRD report:
August 2025. “Claimants alleges Oppenheimer permitted unauthorized change of beneficiary upon death of customer and alleges claims for breach of fiduciary duty, breach of contract, negligence, violation of FINRA Rules and negligent supervision. From 01/2020 – 12/2020.” The customer is seeking $200,000 in damages, and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Oppenheimer & Co. Inc. may be liable for investment or other losses suffered by John Pescatore’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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