Erez Law is currently investigating Great Point Capital LLC broker Joseph Kocsis (CRD# 2423884) regarding client investment losses. He has been registered with Great Point Capital LLC in Chicago, Illinois, since 2019. He was registered with National Securities Corporation in … Continue reading
Can you recover investment losses due to recommendations by Wedbush Securities Inc. broker Raymond Chow (CRD# 2860124)? He has been registered with Wedbush Securities Inc. in Elk Grove, California, since 2008. Raymond Chow Customer Complaints He has been the subject … Continue reading
UBS Financial Services Inc. broker Gregory Cash (CRD# 2698196) is accused of investment losses. He has been registered with UBS Financial Services Inc. in Charlotte, North Carolina, since 2020. He was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated … Continue reading
Were you the victim of Valmark Securities, Inc. broker Kirk Klein (CRD# 2260326)? He has been registered with Valmark Securities, Inc. in Gainesville, Florida, from 1999 to 2025. In June 2025, Patricia A. Shively & Patricia A. Shively, as Trustee … Continue reading
Can I recover losses from investments with LPL Financial LLC broker Richard Simonitis Jr. (CRD# 2263459)? He has been registered with LPL Financial LLC in North Royalton, Ohio, since 2007. Richard Simonitis Jr. Customer Complaints He has been the subject … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Morgan Stanley broker Kyle McLaughlin (CRD# 2614967). He has been registered with RBC Capital Markets, LLC in Cincinnati, Ohio, since 2024. He … Continue reading
Did you lose money investing with former U.S. Bancorp Investments, Inc. broker Ian Geeves (CRD# 5328479)? He was registered with Vanderbilt Securities, LLC in Carlsbad, California, from 2022 to 2023, and LPL Financial LLC in Carlsbad, California, from 2017 to … Continue reading
Were you the victim of Ashton Thomas Securities, LLC broker Tami Lanzisera (CRD# 2712926)? She has been registered with Ashton Thomas Securities, LLC in Rochester, New York, since 1996. Tami Lanzisera Customer Complaints She has been the subject of one … Continue reading
Were you the victim of NYLife Securities LLC broker Sharon Pensabene (CRD# 2368040)? She has been registered with NYLife Securities LLC in Lompoc, California, from 1997 to 2024, when he was terminated regarding, “Sharon Pensabene was terminated after a review … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Edward Jones broker Pamela Tipton (CRD# 5967109). She has been registered with Raymond James Financial Services, Inc. in Montgomery, Texas, since 2025. … Continue reading