Can you recover losses due to recommendations by Cambridge Investment Research, Inc. broker Steven Ortega (CRD# 1610914)? He has been registered with Cambridge Investment Research Advisors, Inc. and Cambridge Investment Research, Inc. in Norwalk, Connecticut, since 2013. Steven Ortega Customer … Continue reading
Were you the victim of UBS Financial Services Inc. broker Kenneth Goldhoff (CRD# 1186205)? He has been registered with UBS Financial Services Inc. in Cincinnati, Ohio, since 2007. Kenneth Goldhoff Customer Complaints He has been the subject of three customer … Continue reading
Were you the victim of former M Holdings Securities, Inc. broker Thomas Rapp (CRD# 1792438)? He has been registered with Raymond James Financial Services, Inc. in Fort Lauderdale, Florida, since 2025. He was registered with M Holdings Securities, Inc. in … Continue reading
Can you recover losses due to recommendations by UBS Financial Services Inc. broker Zachary Werner (CRD# 7207877)? He has been registered with UBS Financial Services Inc. in Cincinnati, Ohio, since 2022. He was registered with Merrill Lynch, Pierce, Fenner & … Continue reading
Were you the victim of Benjamin F. Edwards & Company, Inc. broker Christopher Larrabee (CRD# 1797146)? He has been registered with Benjamin F. Edwards & Company, Inc. in Wheaton, Illinois, since 2016. He was registered with Stifel, Nicolaus & Company, … Continue reading
Were you the victim of former Lincoln Investment broker Selwyn Miller (CRD# 1695348)? He was registered with Lincoln Investment in Woodland Hills, California, from 2012 to 2024. Selwyn Miller Customer Complaints He has been the subject of three customer complaints … Continue reading
Were you the victim of Liberty Capital Investment Corporation broker Robert Walker (CRD# 1501658)? He has been registered with Liberty Capital Investment Corporation in Portland, Oregon, since 2009. Robert Walker Customer Complaints He has been the subject of one customer … Continue reading
Did you lose money investing with former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Amber Stoll (CRD# 6937254)? She has been registered with Cetera Investment Services LLC and Cetera Investment Advisers LLC in Overland Park, Kansas, since 2025. He … Continue reading
There are options for clients of Valmark Securities, Inc. broker Timothy Roark (CRD# 5949136) who suffered investment losses. He has been registered with Valmark Securities, Inc. in Gainesville, Florida, from 2011 to 2025. In June 2025, Patricia A. Shively & … Continue reading
Former Edward Jones broker Ejiro Okuma (CRD# 5774832) faces a $9.1 million customer complaint. He was registered with Equitable Advisors, LLC in Atlanta, Georgia, from 2023 to 2025, when he was terminated regarding “RR resigned after the Firm suspended him … Continue reading