There are options for clients of UBS Financial Services Inc. broker Nicholas Ruch (CRD# 6502251), who suffered investment losses. He has been registered with UBS Financial Services Inc. in Cincinnati, Ohio, since 2016. Nicholas Ruch Customer Complaints He has been … Continue reading
Can you recover losses due to investments with UBS Financial Services Inc. broker Elizabeth Fitzwater (CRD# 2729767)? She has been registered with UBS Financial Services Inc. in Cincinnati, Ohio, since 2007. Elizabeth Fitzwater Customer Complaints She has been the subject … Continue reading
Were you the victim of former LPL Financial LLC broker William Tunink (CRD# 2738224)? He has been registered with LPL Financial LLC in West Des Moines, Iowa, from 2021 to 2025, when he was terminated regarding, “Failed to disclose and … Continue reading
There are options for clients of UBS Financial Services Inc. broker Scott Jones (CRD# 2196146). He has been registered with UBS Financial Services Inc. in Cincinnati, Ohio, since 2009. Scott Jones Customer Complaints He has been the subject of two … Continue reading
There are options for clients of UBS Financial Services Inc. broker John Saunders (CRD# 870131) who suffered investment losses. He has been registered with UBS Financial Services Inc. in Roanoke, Virginia, since 2007. John Saunders Customer Complaints He has been … Continue reading
Were you the victim of barred former Raymond James & Associates, Inc. broker Michael Magruder (CRD# 4579211)? He was registered with Raymond James & Associates, Inc. in Orlando, Florida, from 2021 to 2024, when he was terminated regarding, “Individual alleged … Continue reading
Were you the victim of Ameriprise Financial Services, LLC broker Seth Gansman (CRD# 6003662)? He has been registered with Ameriprise Financial Services, LLC in Blue Bell, Pennsylvania, since 2018. He was registered with Morgan Stanley in Blue Bell, Pennsylvania, from … Continue reading
There are options for clients of Edward Jones broker Jeremy Raverty (CRD# 6756949) who suffered investment losses. He has been registered with Edward Jones in Prescott, Wisconsin, since 2017. Jeremy Raverty Customer Complaints He has been the subject of one … Continue reading
Former Ameriprise Financial Services, LLC broker Drew Peacock (CRD# 5834481) is accused of making recommendations leading to client investment losses. He was registered with Ameriprise Financial Services, LLC in Pensacola, Florida, from 2019 to 2024, when he was terminated regarding, … Continue reading
Were you the victim of former Money Concepts Advisory Service broker David Spellman (CRD# 6784263)? He has been registered with LPL Financial LLC in San Antonio, Texas, since 2025. He was registered with Money Concepts Advisory Service in San Antonio, … Continue reading