Were you the victim of Benjamin F. Edwards & Company, Inc. broker Christopher Larrabee (CRD# 1797146)? He has been registered with Benjamin F. Edwards & Company, Inc. in Wheaton, Illinois, since 2016. He was registered with Stifel, Nicolaus & Company, … Continue reading
Were you the victim of former Lincoln Investment broker Selwyn Miller (CRD# 1695348)? He was registered with Lincoln Investment in Woodland Hills, California, from 2012 to 2024. Selwyn Miller Customer Complaints He has been the subject of three customer complaints … Continue reading
Were you the victim of Liberty Capital Investment Corporation broker Robert Walker (CRD# 1501658)? He has been registered with Liberty Capital Investment Corporation in Portland, Oregon, since 2009. Robert Walker Customer Complaints He has been the subject of one customer … Continue reading
Did you lose money investing with former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Amber Stoll (CRD# 6937254)? She has been registered with Cetera Investment Services LLC and Cetera Investment Advisers LLC in Overland Park, Kansas, since 2025. He … Continue reading
There are options for clients of Valmark Securities, Inc. broker Timothy Roark (CRD# 5949136) who suffered investment losses. He has been registered with Valmark Securities, Inc. in Gainesville, Florida, from 2011 to 2025. In June 2025, Patricia A. Shively & … Continue reading
Former Edward Jones broker Ejiro Okuma (CRD# 5774832) faces a $9.1 million customer complaint. He was registered with Equitable Advisors, LLC in Atlanta, Georgia, from 2023 to 2025, when he was terminated regarding “RR resigned after the Firm suspended him … Continue reading
There are options for clients of Wells Fargo Clearing Services, LLC broker Jerice Walker (CRD# 5040177) who suffered investment losses. He has been registered with Wells Fargo Clearing Services, LLC in Irvine, California, since 2010. Jerice Walker Customer Complaints He … Continue reading
There are options for clients of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Jared Gudenkauf (CRD# 4591389) who suffered investment losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Kansas City, Missouri, since 2011. … Continue reading
Former Morgan Stanley broker Tiffany Keigley (CRD# 4507001) was barred by FINRA. She was registered with Morgan Stanley in Tulsa, Oklahoma, from 2009 to 2024, when he was terminated regarding, “Allegations regarding the distribution of funds from a client’s account … Continue reading
Can I recover losses from investments with former Cetera Advisors LLC broker Sean Mostero (CRD# 6447158)? He was registered with LPL Financial LLC in Torrance, California, from 2023 to 2024, Cetera Advisors LLC in Torrance, California, from 2022 to 2023, … Continue reading