Former Ameriprise Financial Services, LLC broker Drew Peacock (CRD# 5834481) is accused of making recommendations leading to client investment losses. He was registered with Ameriprise Financial Services, LLC in Pensacola, Florida, from 2019 to 2024, when he was terminated regarding, … Continue reading
Were you the victim of former Money Concepts Advisory Service broker David Spellman (CRD# 6784263)? He has been registered with LPL Financial LLC in San Antonio, Texas, since 2025. He was registered with Money Concepts Advisory Service in San Antonio, … Continue reading
Were you the victim of Wells Fargo Advisors Financial Network, LLC broker Thomas Moran (CRD# 709062)? He was registered with Wells Fargo Advisors Financial Network, LLC in Naples, Florida, from 2018 to 2022, and Wells Fargo Clearing Services, LLC in … Continue reading
Erez Law is currently investigating former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Lino Gutierrez (CRD# 5527598) regarding investment losses. He was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Stuart, Florida, from 2017 to 2025, and … Continue reading
Were you the victim of former LPL Financial LLC broker David Jerke (CRD# 5129935)? He was registered with LPL Financial LLC in Tacoma, Washington, from 2021 to 2024, when he was terminated regarding, “Solicited loan from customer without notice to … Continue reading
Were you the victim of Park Avenue Securities LLC broker Andrew Roberson (CRD# 4143407)? He has been registered with Park Avenue Securities LLC in San Ramon, California, since 2018. He was registered with Securian Financial Services, Inc. in San Mateo, … Continue reading
Were you the victim of LPL Financial LLC broker Carolyn Wyatt (CRD# 4071929)? She has been registered with LPL Financial LLC in Glendora, California, since 2025. She was registered with Western International Securities in Glendora, California, from 2022 to 2025, … Continue reading
Erez Law is currently investigating former Kestra Investment Services, LLC broker Thomas Lundgaard (CRD# 2820129), who is accused of investment losses. He was registered with Kestra Investment Services, LLC in Chandler, Arizona, from 2016 to 2023, and Sii Investments, Inc. … Continue reading
Were you the victim of MML Investors Services, LLC broker Scott Grove (CRD# 2813738)? He has been registered with MML Investors Services, LLC in Newport Beach, California, since 2002. Scott Grove Customer Complaints He has been the subject of one … Continue reading
Were you the victim of Citigroup Global Markets Inc. broker Ralph Ganchero (CRD# 2601660)? He has been registered with Citigroup Global Markets Inc. in Beverly Hills, California, since 2016. He was registered with Unionbanc Investment Services, LLC in Beverly Hills, … Continue reading