Erez Law is currently investigating former Osaic Wealth, Inc. broker Raymond Chera (CRD# 5829380) regarding structured note losses. He has been registered with Wells Fargo Advisors Financial Network, LLC in Brooklyn, New York, since 2026, and Wells Fargo Advisors in Brooklyn, New York, since 2026. He was registered with Osaic Wealth, Inc. in Brooklyn, New York, from 2024 to 2026, Woodbury Financial Services, Inc. in Brooklyn, New York, from 2018 to 2024, Capital One Advisors, LLC in Brooklyn, New York, from 2015 to 2018, and Capital One Investing, LLC in Brooklyn, New York, from 2015 to 2018.
Raymond Chera Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
April 2026. “Claimant, by her attorney, alleges that an unnamed structured note investment recommended to Claimant was not in keeping with her investment objectives/risk tolerance, and that full disclosure regarding the investment was not made to her.” The case is currently pending. The complaint was regarding structured note losses, and it took place while he was registered with Woodbury Financial Services, Inc. and Osaic Wealth, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Osaic Wealth, Inc. may be liable for investment or other losses suffered by Raymond Chera’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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